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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 51 Institutional holders with a total value of $84,376,143.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,199,881 30,764,000 36.46%
2 PATTEN & PATTEN INC/TN 306,040 7,847,000 9.30%
3 WELLS FARGO & COMPANY/MN 234,505 6,013,000 7.13%
4 BANK OF AMERICA CORP /DE/ 224,061 5,745,000 6.81%
5 NORTH STAR ASSET MANAGEMENT INC 196,102 5,028,000 5.96%
6 ROYAL BANK OF CANADA 125,016 3,205,000 3.80%
7 FCA CORP /TX 106,560 2,732,000 3.24%
8 Janney Montgomery Scott LLC 95,158 2,534,000 3.00%
9 Lebenthal Holdings,LLC 90,486 2,320,000 2.75%
10 LEBENTHAL ASSET MANAGEMENT, LLC 90,486 2,320,000 2.75%
11 BANK OF NOVA SCOTIA 76,710 1,967,000 2.33%
12 ORLEANS CAPITAL MANAGEMENT CORP/LA 67,612 1,734,000 2.06%
13 RAYMOND JAMES & ASSOCIATES 58,561 1,502,000 1.78%
14 UBS Group AG 53,127 1,362,000 1.61%
15 BAIRD FINANCIAL GROUP, INC. 52,492 1,346,000 1.60%
16 Invesco Ltd. 48,970 1,256,000 1.49%
17 Point View Wealth Management, Inc. 34,655 889,000 1.05%
18 DOLIVER ADVISORS, LP 28,254 729,000 0.86%
19 LPL Financial LLC 22,840 576,000 0.68%
20 Patten Group, Inc. 19,315 495,236 0.59%
21 Community Bank of Raymore 17,900 462,000 0.55%
22 NICOLET BANKSHARES INC 16,710 428,000 0.51%
23 Commonwealth Equity Services, Inc 14,727 378,000 0.45%
24 USCA RIA LLC 14,725 378,000 0.45%
25 Winslow, Evans & Crocker, Inc. 13,802 353,858 0.42%
26 BB&T SECURITIES, LLC 13,167 337,000 0.40%
27 Concert Wealth Management Inc. 11,479 296,000 0.35%
28 J.P. Morgan Private Wealth Advisors LLC 10,302 264,000 0.31%
29 Raymond James Financial Services Advisors, Inc. 10,161 261,000 0.31%
30 WEDBUSH SECURITIES INC 8,059 207,000 0.25%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,683 121,000 0.14%
32 D.A. DAVIDSON & CO. 4,600 117,000 0.14%
33 First Horizon Advisors, Inc. 3,200 82,000 0.10%
34 Creative Planning 2,725 70,000 0.08%
35 ENVESTNET ASSET MANAGEMENT INC 2,625 67,000 0.08%
36 PNC FINANCIAL SERVICES GROUP, INC. 1,986 50,000 0.06%
37 People's United Financial, Inc. 1,000 26,000 0.03%
38 SHARKEY, HOWES & JAVER 412 22,000 0.03%
39 FIRST MANHATTAN CO. LLC. 759 19,000 0.02%
40 GENEOS WEALTH MANAGEMENT INC. 721 18,000 0.02%
41 MSI Financial Services Inc 514 13,000 0.02%
42 Iowa State Bank 500 13,000 0.02%
43 CENTRAL TRUST Co 500 13,000 0.02%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 5,000 0.01%
45 US BANCORP \DE\ 188 5,000 0.01%
46 Tower Research Capital LLC (TRC) 100 3,000 0.00%
47 DEUTSCHE BANK AG\ 83 2,000 0.00%
48 NEXT Financial Group, Inc 62 1,000 0.00%
49 WOLVERINE TRADING LP /BD 2 49 0.00%
50 BANK OF MONTREAL /CAN/ 13 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.