Dark
Light
System
Security
HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 48 Institutional holders with a total value of $89,427,640.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 1 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
3 BANK OF MONTREAL /CAN/ 13 0 0.00%
4 NEXT Financial Group, Inc 62 1,000 0.00%
5 MassMutual Private Wealth & Trust, FSB 50 1,111 0.00%
6 DEUTSCHE BANK AG\ 83 2,000 0.00%
7 Tower Research Capital LLC (TRC) 173 4,000 0.00%
8 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 5,000 0.01%
9 First City Capital Management, Inc. 225 5,693 0.01%
10 US FINANCIAL ADVISORS, LLC 222 6,000 0.01%
11 FIFTH THIRD BANCORP 382 10,000 0.01%
12 SHARKEY, HOWES & JAVER 412 11,000 0.01%
13 US BANCORP \DE\ 429 11,000 0.01%
14 CENTRAL TRUST Co 500 13,000 0.01%
15 FIRST MANHATTAN CO. LLC. 759 19,000 0.02%
16 Manchester Capital Management LLC 1,100 28,000 0.03%
17 ENVESTNET ASSET MANAGEMENT INC 2,273 58,000 0.06%
18 Creative Planning 2,500 63,000 0.07%
19 First Horizon Advisors, Inc. 3,200 81,000 0.09%
20 People's United Financial, Inc. 4,000 101,000 0.11%
21 Winslow, Evans & Crocker, Inc. 5,452 137,912 0.15%
22 D.A. DAVIDSON & CO. 6,400 161,000 0.18%
23 WEDBUSH SECURITIES INC 8,792 222,000 0.25%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,863 224,000 0.25%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,151 228,000 0.25%
26 J.P. Morgan Private Wealth Advisors LLC 10,403 263,000 0.29%
27 Concert Wealth Management Inc. 11,574 293,000 0.33%
28 BB&T SECURITIES, LLC 17,006 430,000 0.48%
29 DOLIVER ADVISORS, LP 17,158 434,000 0.49%
30 Community Bank of Raymore 17,900 451,000 0.50%
31 Commonwealth Equity Services, Inc 19,135 484,000 0.54%
32 LPL Financial LLC 21,617 534,000 0.60%
33 Patten Group, Inc. 23,080 583,924 0.65%
34 HSBC HOLDINGS PLC 34,110 863,000 0.97%
35 Point View Wealth Management, Inc. 34,725 879,000 0.98%
36 Janney Montgomery Scott LLC 38,948 985,000 1.10%
37 RAYMOND JAMES & ASSOCIATES 39,002 987,000 1.10%
38 CORNERSTONE ADVISORS INC 41,016 1,038,000 1.16%
39 UBS Group AG 53,934 1,365,000 1.53%
40 Invesco Ltd. 65,661 1,661,000 1.86%
41 ORLEANS CAPITAL MANAGEMENT CORP/LA 68,921 1,744,000 1.95%
42 FCA CORP /TX 113,986 2,884,000 3.22%
43 ROYAL BANK OF CANADA 142,348 3,601,000 4.03%
44 NORTH STAR ASSET MANAGEMENT INC 229,048 5,795,000 6.48%
45 BANK OF AMERICA CORP /DE/ 230,981 5,844,000 6.53%
46 PATTEN & PATTEN INC/TN 322,047 8,148,000 9.11%
47 WELLS FARGO & COMPANY/MN 446,868 11,306,000 12.64%
48 MORGAN STANLEY 1,480,722 37,462,000 41.89%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.