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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 47 Institutional holders with a total value of $79,641,386.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
2 CEDAR WEALTH MANAGEMENT, LLC 2 0 0.00%
3 BANK OF MONTREAL /CAN/ 13 0 0.00%
4 NEXT Financial Group, Inc 62 1,000 0.00%
5 DEUTSCHE BANK AG\ 83 2,000 0.00%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209 5,000 0.01%
7 US BANCORP \DE\ 188 5,000 0.01%
8 First City Capital Management, Inc. 225 5,468 0.01%
9 FIFTH THIRD BANCORP 382 9,000 0.01%
10 SHARKEY, HOWES & JAVER 412 10,000 0.01%
11 CENTRAL TRUST Co 500 12,000 0.02%
12 MSI Financial Services Inc 514 12,000 0.02%
13 FIRST MANHATTAN CO. LLC. 759 18,000 0.02%
14 GENEOS WEALTH MANAGEMENT INC. 718 18,000 0.02%
15 People's United Financial, Inc. 1,000 24,000 0.03%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,981 48,000 0.06%
17 ENVESTNET ASSET MANAGEMENT INC 2,512 61,000 0.08%
18 Creative Planning 2,500 61,000 0.08%
19 First Horizon Advisors, Inc. 3,200 78,000 0.10%
20 Winslow, Evans & Crocker, Inc. 4,101 99,654 0.13%
21 D.A. DAVIDSON & CO. 4,600 111,000 0.14%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,312 156,000 0.20%
23 Concert Wealth Management Inc. 11,479 278,000 0.35%
24 J.P. Morgan Private Wealth Advisors LLC 12,952 315,000 0.40%
25 BB&T SECURITIES, LLC 14,031 340,000 0.43%
26 NICOLET BANKSHARES INC 16,910 411,000 0.52%
27 Community Bank of Raymore 17,900 433,000 0.54%
28 Commonwealth Equity Services, Inc 19,637 477,000 0.60%
29 WOLVERINE ASSET MANAGEMENT LLC 20,269 492,000 0.62%
30 Patten Group, Inc. 22,480 546,264 0.69%
31 Point View Wealth Management, Inc. 34,655 842,000 1.06%
32 LPL Financial LLC 44,113 1,046,000 1.31%
33 RAYMOND JAMES & ASSOCIATES 44,961 1,093,000 1.37%
34 Janney Montgomery Scott LLC 50,381 1,224,000 1.54%
35 Raymond James Financial Services Advisors, Inc. 52,009 1,264,000 1.59%
36 Invesco Ltd. 52,023 1,264,000 1.59%
37 BAIRD FINANCIAL GROUP, INC. 52,742 1,282,000 1.61%
38 UBS Group AG 58,822 1,429,000 1.79%
39 ORLEANS CAPITAL MANAGEMENT CORP/LA 67,167 1,632,000 2.05%
40 DOLIVER ADVISORS, LP 86,431 2,100,000 2.64%
41 FCA CORP /TX 118,420 2,878,000 3.61%
42 ROYAL BANK OF CANADA 136,675 3,321,000 4.17%
43 NORTH STAR ASSET MANAGEMENT INC 218,327 5,305,000 6.66%
44 BANK OF AMERICA CORP /DE/ 234,343 5,694,000 7.15%
45 PATTEN & PATTEN INC/TN 310,672 7,549,000 9.48%
46 WELLS FARGO & COMPANY/MN 356,455 8,662,000 10.88%
47 MORGAN STANLEY 1,194,581 29,028,000 36.45%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.