| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,119,255 | 26,302,000 | 29.33% | ||
| 2 | WELLS FARGO & COMPANY/MN | 417,896 | 9,820,000 | 10.95% | ||
| 3 | MORGAN STANLEY | 369,295 | 8,678,000 | 9.68% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 278,389 | 6,543,000 | 7.30% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 198,787 | 4,671,000 | 5.21% | ||
| 6 | ROYAL BANK OF CANADA | 173,884 | 4,086,000 | 4.56% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 123,226 | 2,896,000 | 3.23% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 118,713 | 2,790,000 | 3.11% | ||
| 9 | CSS LLC/IL | 110,846 | 2,605,000 | 2.91% | ||
| 10 | 1607 Capital Partners, LLC | 106,637 | 2,506,000 | 2.79% | ||
| 11 | Invesco Ltd. | 98,638 | 2,318,000 | 2.59% | ||
| 12 | UBS AG | 78,841 | 1,853,000 | 2.07% | ||
| 13 | Kingfisher Capital LLC | 73,965 | 1,738,000 | 1.94% | ||
| 14 | Gramercy Funds Management LLC | 63,997 | 1,504,000 | 1.68% | ||
| 15 | COHEN & STEERS, INC. | 63,636 | 1,495,000 | 1.67% | ||
| 16 | FIRST TRUST ADVISORS LP | 54,952 | 1,291,000 | 1.44% | ||
| 17 | Relative Value Partners, LLC | 51,815 | 1,218,000 | 1.36% | ||
| 18 | TFS CAPITAL LLC | 42,659 | 1,002,000 | 1.12% | ||
| 19 | Janney Montgomery Scott LLC | 37,103 | 871,921 | 0.97% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 30,221 | 710,000 | 0.79% | ||
| 21 | Cetera Advisor Networks LLC | 25,900 | 613,000 | 0.68% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 26,052 | 612,000 | 0.68% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 24,245 | 569,000 | 0.63% | ||
| 24 | NAPLES GLOBAL ADVISORS, LLC | 17,690 | 416,000 | 0.46% | ||
| 25 | LPL Financial LLC | 16,637 | 391,000 | 0.44% | ||
| 26 | STIFEL FINANCIAL CORP | 13,524 | 318,000 | 0.35% | ||
| 27 | Concert Wealth Management Inc. | 12,542 | 291,000 | 0.32% | ||
| 28 | KMS FINANCIAL SERVICES, INC | 11,853 | 279,000 | 0.31% | ||
| 29 | KING INVESTMENT ADVISORS INC/TX | 10,709 | 252,000 | 0.28% | ||
| 30 | AQR CAPITAL MANAGEMENT LLC | 8,974 | 211,000 | 0.24% | ||
| 31 | SCOTIA CAPITAL INC. | 8,703 | 204,000 | 0.23% | ||
| 32 | CITIGROUP INC | 7,022 | 165,000 | 0.18% | ||
| 33 | DEUTSCHE BANK AG\ | 4,535 | 106,000 | 0.12% | ||
| 34 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,841 | 90,000 | 0.10% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 3,087 | 73,000 | 0.08% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,426 | 57,000 | 0.06% | ||
| 37 | MSI Financial Services Inc | 2,160 | 51,000 | 0.06% | ||
| 38 | FIFTH THIRD BANCORP | 2,025 | 48,000 | 0.05% | ||
| 39 | BESSEMER GROUP INC | 672 | 16,000 | 0.02% | ||
| 40 | US BANCORP \DE\ | 171 | 4,000 | 0.00% | ||
| 41 | Madden Advisory Services, Inc. | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
