| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,310,056 | 32,489,000 | 31.27% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 517,987 | 12,848,000 | 12.37% | ||
| 3 | MORGAN STANLEY | 370,460 | 9,187,000 | 8.84% | ||
| 4 | WELLS FARGO & COMPANY/MN | 355,876 | 8,825,000 | 8.50% | ||
| 5 | Invesco Ltd. | 255,159 | 6,328,000 | 6.09% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 181,714 | 4,506,000 | 4.34% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 140,218 | 3,478,000 | 3.35% | ||
| 8 | ROYAL BANK OF CANADA | 120,687 | 2,993,000 | 2.88% | ||
| 9 | Janney Montgomery Scott LLC | 118,234 | 2,932,000 | 2.82% | ||
| 10 | CSS LLC/IL | 115,625 | 2,868,000 | 2.76% | ||
| 11 | UBS Group AG | 90,449 | 2,243,000 | 2.16% | ||
| 12 | 1607 Capital Partners, LLC | 85,940 | 2,131,000 | 2.05% | ||
| 13 | Gramercy Funds Management LLC | 73,062 | 1,812,000 | 1.74% | ||
| 14 | Kingfisher Capital LLC | 68,611 | 1,702,000 | 1.64% | ||
| 15 | FIRST TRUST ADVISORS LP | 63,400 | 1,572,000 | 1.51% | ||
| 16 | Employees Retirement System of Texas | 56,037 | 1,390,000 | 1.34% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 47,799 | 1,185,000 | 1.14% | ||
| 18 | NAPLES GLOBAL ADVISORS, LLC | 35,295 | 875,000 | 0.84% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 22,522 | 559,000 | 0.54% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,287 | 504,000 | 0.49% | ||
| 21 | LPL Financial LLC | 18,361 | 457,000 | 0.44% | ||
| 22 | Thomas J. Herzfeld Advisors, Inc. | 16,511 | 409,000 | 0.39% | ||
| 23 | COHEN & STEERS CAPITAL MANAGEMENT INC | 15,914 | 395,000 | 0.38% | ||
| 24 | COHEN & STEERS, INC. | 15,914 | 395,000 | 0.38% | ||
| 25 | STIFEL FINANCIAL CORP | 13,517 | 335,000 | 0.32% | ||
| 26 | TFS CAPITAL LLC | 13,459 | 334,000 | 0.32% | ||
| 27 | Concert Wealth Management Inc. | 12,592 | 266,000 | 0.26% | ||
| 28 | KING INVESTMENT ADVISORS INC/TX | 9,940 | 247,000 | 0.24% | ||
| 29 | USCA RIA LLC | 9,350 | 232,000 | 0.22% | ||
| 30 | DEUTSCHE BANK AG\ | 8,550 | 212,000 | 0.20% | ||
| 31 | FIFTH THIRD BANCORP | 3,591 | 89,000 | 0.09% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 1,171 | 30,000 | 0.03% | ||
| 33 | BESSEMER GROUP INC | 672 | 17,000 | 0.02% | ||
| 34 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 675 | 16,000 | 0.02% | ||
| 35 | Carroll Financial Associates, Inc. | 366 | 9,000 | 0.01% | ||
| 36 | BANK OF MONTREAL /CAN/ | 240 | 6,000 | 0.01% | ||
| 37 | US BANCORP \DE\ | 171 | 4,000 | 0.00% | ||
| 38 | CITIGROUP INC | 89 | 2,000 | 0.00% | ||
| 39 | MSI Financial Services Inc | 60 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
