| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,234,061 | 30,494,000 | 31.48% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 391,517 | 9,674,000 | 9.99% | ||
| 3 | WELLS FARGO & COMPANY/MN | 387,611 | 9,590,000 | 9.90% | ||
| 4 | MORGAN STANLEY | 376,872 | 9,324,000 | 9.63% | ||
| 5 | Invesco Ltd. | 203,876 | 5,044,000 | 5.21% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 181,987 | 4,496,000 | 4.64% | ||
| 7 | ROYAL BANK OF CANADA | 165,265 | 4,089,000 | 4.22% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 117,236 | 2,900,000 | 2.99% | ||
| 9 | CSS LLC/IL | 114,010 | 2,821,000 | 2.91% | ||
| 10 | 1607 Capital Partners, LLC | 103,468 | 2,560,000 | 2.64% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 98,044 | 2,426,000 | 2.50% | ||
| 12 | UBS AG | 94,460 | 2,337,000 | 2.41% | ||
| 13 | Kingfisher Capital LLC | 65,873 | 1,630,000 | 1.68% | ||
| 14 | COHEN & STEERS, INC. | 63,636 | 1,572,000 | 1.62% | ||
| 15 | FIRST TRUST ADVISORS LP | 61,152 | 1,513,000 | 1.56% | ||
| 16 | Janney Montgomery Scott LLC | 52,078 | 1,288,410 | 1.33% | ||
| 17 | Gramercy Funds Management LLC | 51,862 | 1,283,000 | 1.32% | ||
| 18 | NAPLES GLOBAL ADVISORS, LLC | 26,005 | 643,000 | 0.66% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 25,443 | 629,000 | 0.65% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 24,634 | 609,000 | 0.63% | ||
| 21 | LPL Financial LLC | 19,350 | 488,000 | 0.50% | ||
| 22 | STIFEL FINANCIAL CORP | 12,088 | 299,000 | 0.31% | ||
| 23 | Concert Wealth Management Inc. | 12,166 | 298,000 | 0.31% | ||
| 24 | KING INVESTMENT ADVISORS INC/TX | 10,235 | 253,000 | 0.26% | ||
| 25 | Cetera Advisor Networks LLC | 8,797 | 217,000 | 0.22% | ||
| 26 | DEUTSCHE BANK AG\ | 4,275 | 105,000 | 0.11% | ||
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,441 | 85,000 | 0.09% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,095 | 79,000 | 0.08% | ||
| 29 | FIFTH THIRD BANCORP | 1,784 | 44,000 | 0.05% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 1,018 | 26,000 | 0.03% | ||
| 31 | ENVESTNET ASSET MANAGEMENT INC | 851 | 21,000 | 0.02% | ||
| 32 | BESSEMER GROUP INC | 672 | 17,000 | 0.02% | ||
| 33 | Carroll Financial Associates, Inc. | 366 | 9,000 | 0.01% | ||
| 34 | US BANCORP \DE\ | 171 | 4,000 | 0.00% | ||
| 35 | MSI Financial Services Inc | 60 | 1,000 | 0.00% | ||
| 36 | CITIGROUP INC | 22 | 1,000 | 0.00% | ||
| 37 | Madden Advisory Services, Inc. | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
