| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,357,626 | 31,687,000 | 31.98% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 441,831 | 10,314,000 | 10.41% | ||
| 3 | MORGAN STANLEY | 396,295 | 9,249,000 | 9.34% | ||
| 4 | WELLS FARGO & COMPANY/MN | 340,425 | 7,945,000 | 8.02% | ||
| 5 | Invesco Ltd. | 220,099 | 5,137,000 | 5.19% | ||
| 6 | Janney Montgomery Scott LLC | 181,339 | 4,232,452 | 4.27% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 180,614 | 4,215,000 | 4.25% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 149,679 | 3,494,000 | 3.53% | ||
| 9 | ROYAL BANK OF CANADA | 130,601 | 3,048,000 | 3.08% | ||
| 10 | CSS LLC/IL | 117,247 | 2,737,000 | 2.76% | ||
| 11 | UBS Group AG | 94,039 | 2,195,000 | 2.22% | ||
| 12 | 1607 Capital Partners, LLC | 87,678 | 2,046,000 | 2.07% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 83,923 | 1,958,000 | 1.98% | ||
| 14 | Gramercy Funds Management LLC | 73,062 | 1,705,000 | 1.72% | ||
| 15 | Kingfisher Capital LLC | 66,511 | 1,552,000 | 1.57% | ||
| 16 | FIRST TRUST ADVISORS LP | 62,247 | 1,453,000 | 1.47% | ||
| 17 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 62,047 | 1,448,000 | 1.46% | ||
| 18 | NAPLES GLOBAL ADVISORS, LLC | 41,445 | 967,000 | 0.98% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 22,851 | 533,000 | 0.54% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 18,596 | 434,000 | 0.44% | ||
| 21 | LPL Financial LLC | 18,488 | 432,000 | 0.44% | ||
| 22 | AQR ARBITRAGE LLC | 16,530 | 386,000 | 0.39% | ||
| 23 | STIFEL FINANCIAL CORP | 14,530 | 339,000 | 0.34% | ||
| 24 | Concert Wealth Management Inc. | 12,606 | 292,000 | 0.29% | ||
| 25 | DOLIVER ADVISORS, LP | 12,368 | 289,000 | 0.29% | ||
| 26 | CORNERSTONE ADVISORS INC | 10,700 | 250,000 | 0.25% | ||
| 27 | Karpus Management, Inc. | 10,623 | 248,000 | 0.25% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,166 | 240,000 | 0.24% | ||
| 29 | FIFTH THIRD BANCORP | 3,591 | 84,000 | 0.08% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 3,171 | 74,000 | 0.07% | ||
| 31 | Tower Research Capital LLC (TRC) | 984 | 23,000 | 0.02% | ||
| 32 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 675 | 16,000 | 0.02% | ||
| 33 | MSI Financial Services Inc | 671 | 16,000 | 0.02% | ||
| 34 | DEUTSCHE BANK AG\ | 580 | 13,000 | 0.01% | ||
| 35 | Carroll Financial Associates, Inc. | 366 | 9,000 | 0.01% | ||
| 36 | BANK OF MONTREAL /CAN/ | 240 | 6,000 | 0.01% | ||
| 37 | CITIGROUP INC | 66 | 2,000 | 0.00% | ||
| 38 | Madden Advisory Services, Inc. | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
