| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 821,949 | 16,513,000 | 16.40% | ||
| 2 | 1607 Capital Partners, LLC | 605,443 | 12,163,000 | 12.08% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 341,021 | 6,851,000 | 6.81% | ||
| 4 | MORGAN STANLEY | 323,415 | 6,497,000 | 6.45% | ||
| 5 | WELLS FARGO & COMPANY/MN | 262,639 | 5,276,000 | 5.24% | ||
| 6 | Janney Montgomery Scott LLC | 245,234 | 4,927,000 | 4.89% | ||
| 7 | CORNERSTONE ADVISORS INC | 204,817 | 4,115,000 | 4.09% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 186,905 | 3,755,000 | 3.73% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 182,416 | 3,664,000 | 3.64% | ||
| 10 | Karpus Management, Inc. | 151,204 | 3,038,000 | 3.02% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 145,272 | 2,918,000 | 2.90% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 135,900 | 2,730,000 | 2.71% | ||
| 13 | CSS LLC/IL | 123,756 | 2,486,000 | 2.47% | ||
| 14 | ROYAL BANK OF CANADA | 116,353 | 2,338,000 | 2.32% | ||
| 15 | GFS Advisors, LLC | 44,198 | 2,200,000 | 2.19% | ||
| 16 | USCA RIA LLC | 44,198 | 2,200,000 | 2.19% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 92,448 | 1,857,000 | 1.84% | ||
| 18 | Invesco Ltd. | 82,398 | 1,655,000 | 1.64% | ||
| 19 | Gramercy Funds Management LLC | 77,662 | 1,560,000 | 1.55% | ||
| 20 | Kingfisher Capital LLC | 70,258 | 1,411,000 | 1.40% | ||
| 21 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 67,076 | 1,348,000 | 1.34% | ||
| 22 | UBS Group AG | 66,533 | 1,337,000 | 1.33% | ||
| 23 | DOLIVER ADVISORS, LP | 57,047 | 1,146,000 | 1.14% | ||
| 24 | KELMAN-LAZAROV, INC. | 52,612 | 1,052,000 | 1.05% | ||
| 25 | FIRST TRUST ADVISORS LP | 47,393 | 952,000 | 0.95% | ||
| 26 | STIFEL FINANCIAL CORP | 46,405 | 932,000 | 0.93% | ||
| 27 | LPL Financial LLC | 36,474 | 706,000 | 0.70% | ||
| 28 | AQR ARBITRAGE LLC | 31,974 | 642,000 | 0.64% | ||
| 29 | NAPLES GLOBAL ADVISORS, LLC | 29,420 | 591,000 | 0.59% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 28,602 | 575,000 | 0.57% | ||
| 31 | Global Endowment Management, LP | 25,000 | 502,000 | 0.50% | ||
| 32 | First City Capital Management, Inc. | 24,625 | 494,715 | 0.49% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 24,272 | 488,000 | 0.48% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 14,571 | 293,000 | 0.29% | ||
| 35 | Concert Wealth Management Inc. | 12,905 | 260,000 | 0.26% | ||
| 36 | SG Americas Securities, LLC | 11,089 | 223,000 | 0.22% | ||
| 37 | SCOTIA CAPITAL INC. | 11,093 | 223,000 | 0.22% | ||
| 38 | Coe Capital Management, LLC | 10,404 | 209,016 | 0.21% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,746 | 176,000 | 0.17% | ||
| 40 | MOSAIC FAMILY WEALTH, LLC | 5,869 | 117,000 | 0.12% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 5,171 | 103,000 | 0.10% | ||
| 42 | ENVESTNET ASSET MANAGEMENT INC | 2,306 | 46,000 | 0.05% | ||
| 43 | SEI INVESTMENTS CO | 950 | 19,000 | 0.02% | ||
| 44 | BANK OF MONTREAL /CAN/ | 840 | 17,000 | 0.02% | ||
| 45 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 675 | 14,000 | 0.01% | ||
| 46 | MSI Financial Services Inc | 483 | 10,000 | 0.01% | ||
| 47 | CITIGROUP INC | 513 | 10,000 | 0.01% | ||
| 48 | Carroll Financial Associates, Inc. | 366 | 7,000 | 0.01% | ||
| 49 | DEUTSCHE BANK AG\ | 380 | 7,000 | 0.01% | ||
| 50 | IFP ADVISORS, INC | 328 | 7,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
