| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,212,011 | 31,185,000 | 30.82% | ||
| 2 | WELLS FARGO & COMPANY/MN | 419,123 | 10,784,000 | 10.66% | ||
| 3 | MORGAN STANLEY | 371,142 | 9,549,000 | 9.44% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 350,797 | 9,025,000 | 8.92% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 181,537 | 4,670,000 | 4.61% | ||
| 6 | ROYAL BANK OF CANADA | 170,388 | 4,384,000 | 4.33% | ||
| 7 | Invesco Ltd. | 151,693 | 3,903,000 | 3.86% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 136,476 | 3,512,000 | 3.47% | ||
| 9 | CSS LLC/IL | 112,496 | 2,895,000 | 2.86% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 109,859 | 2,827,000 | 2.79% | ||
| 11 | 1607 Capital Partners, LLC | 103,468 | 2,662,000 | 2.63% | ||
| 12 | UBS AG | 88,437 | 2,275,000 | 2.25% | ||
| 13 | Kingfisher Capital LLC | 66,528 | 1,712,000 | 1.69% | ||
| 14 | Gramercy Funds Management LLC | 64,852 | 1,669,000 | 1.65% | ||
| 15 | COHEN & STEERS, INC. | 63,636 | 1,637,000 | 1.62% | ||
| 16 | FIRST TRUST ADVISORS LP | 59,965 | 1,543,000 | 1.52% | ||
| 17 | Janney Montgomery Scott LLC | 36,603 | 941,795 | 0.93% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 32,285 | 831,000 | 0.82% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 32,089 | 825,000 | 0.82% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 24,620 | 633,000 | 0.63% | ||
| 21 | Cetera Advisor Networks LLC | 23,760 | 610,000 | 0.60% | ||
| 22 | NAPLES GLOBAL ADVISORS, LLC | 20,630 | 531,000 | 0.52% | ||
| 23 | LPL Financial LLC | 17,293 | 445,000 | 0.44% | ||
| 24 | TFS CAPITAL LLC | 15,558 | 400,000 | 0.40% | ||
| 25 | STIFEL FINANCIAL CORP | 13,183 | 339,000 | 0.33% | ||
| 26 | Concert Wealth Management Inc. | 12,553 | 312,000 | 0.31% | ||
| 27 | DOLIVER ADVISORS, LP | 10,330 | 266,000 | 0.26% | ||
| 28 | KING INVESTMENT ADVISORS INC/TX | 10,235 | 263,000 | 0.26% | ||
| 29 | SCOTIA CAPITAL INC. | 8,703 | 224,000 | 0.22% | ||
| 30 | DEUTSCHE BANK AG\ | 4,355 | 112,000 | 0.11% | ||
| 31 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,441 | 89,000 | 0.09% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,926 | 49,000 | 0.05% | ||
| 33 | FIFTH THIRD BANCORP | 1,784 | 46,000 | 0.05% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 818 | 22,000 | 0.02% | ||
| 35 | BESSEMER GROUP INC | 672 | 17,000 | 0.02% | ||
| 36 | B. Riley Wealth Advisors, Inc. | 185 | 4,760 | 0.00% | ||
| 37 | US BANCORP \DE\ | 171 | 4,000 | 0.00% | ||
| 38 | MSI Financial Services Inc | 60 | 2,000 | 0.00% | ||
| 39 | CITIGROUP INC | 22 | 1,000 | 0.00% | ||
| 40 | Madden Advisory Services, Inc. | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
