| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,218,954 | 30,133,000 | 29.98% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 500,366 | 12,370,000 | 12.31% | ||
| 3 | MORGAN STANLEY | 380,303 | 9,402,000 | 9.35% | ||
| 4 | WELLS FARGO & COMPANY/MN | 366,471 | 9,059,000 | 9.01% | ||
| 5 | Invesco Ltd. | 248,695 | 6,148,000 | 6.12% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 184,814 | 4,568,000 | 4.54% | ||
| 7 | ROYAL BANK OF CANADA | 129,297 | 3,196,000 | 3.18% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 118,992 | 2,941,000 | 2.93% | ||
| 9 | CSS LLC/IL | 114,010 | 2,818,000 | 2.80% | ||
| 10 | Janney Montgomery Scott LLC | 91,103 | 2,252,066 | 2.24% | ||
| 11 | 1607 Capital Partners, LLC | 86,540 | 2,139,000 | 2.13% | ||
| 12 | UBS Group AG | 85,746 | 2,120,000 | 2.11% | ||
| 13 | Employees Retirement System of Texas | 71,300 | 1,763,000 | 1.75% | ||
| 14 | Kingfisher Capital LLC | 67,916 | 1,679,000 | 1.67% | ||
| 15 | FIRST TRUST ADVISORS LP | 64,660 | 1,598,000 | 1.59% | ||
| 16 | Gramercy Funds Management LLC | 51,862 | 1,282,000 | 1.28% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 48,419 | 1,197,000 | 1.19% | ||
| 18 | NAPLES GLOBAL ADVISORS, LLC | 31,835 | 787,000 | 0.78% | ||
| 19 | TFS CAPITAL LLC | 27,162 | 671,000 | 0.67% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 22,600 | 559,000 | 0.56% | ||
| 21 | COHEN & STEERS, INC. | 21,115 | 522,000 | 0.52% | ||
| 22 | DOLIVER ADVISORS, LP | 19,388 | 479,000 | 0.48% | ||
| 23 | LPL Financial LLC | 17,626 | 436,000 | 0.43% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 16,506 | 408,000 | 0.41% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 16,345 | 404,000 | 0.40% | ||
| 26 | STIFEL FINANCIAL CORP | 12,847 | 318,000 | 0.32% | ||
| 27 | Concert Wealth Management Inc. | 12,579 | 309,000 | 0.31% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,976 | 278,000 | 0.28% | ||
| 29 | KING INVESTMENT ADVISORS INC/TX | 9,940 | 246,000 | 0.24% | ||
| 30 | DEUTSCHE BANK AG\ | 4,275 | 105,000 | 0.10% | ||
| 31 | NATIONAL PLANNING CORP | 3,711 | 89,509 | 0.09% | ||
| 32 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,441 | 85,000 | 0.08% | ||
| 33 | FIFTH THIRD BANCORP | 1,784 | 44,000 | 0.04% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 1,018 | 26,000 | 0.03% | ||
| 35 | ENVESTNET ASSET MANAGEMENT INC | 913 | 23,000 | 0.02% | ||
| 36 | BESSEMER GROUP INC | 672 | 17,000 | 0.02% | ||
| 37 | CITIGROUP INC | 400 | 10,000 | 0.01% | ||
| 38 | Carroll Financial Associates, Inc. | 366 | 9,000 | 0.01% | ||
| 39 | BANK OF MONTREAL /CAN/ | 240 | 6,000 | 0.01% | ||
| 40 | B. Riley Wealth Advisors, Inc. | 185 | 5,000 | 0.00% | ||
| 41 | US BANCORP \DE\ | 171 | 4,000 | 0.00% | ||
| 42 | MSI Financial Services Inc | 60 | 1,000 | 0.00% | ||
| 43 | Madden Advisory Services, Inc. | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
