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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $26,166,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Granahan Investment Management, LLC 1,971,646 5,816,000 22.23%
2 FINANCIAL CONSULATE, INC 1,611,466 4,754,000 18.17%
3 ARIEL INVESTMENTS, LLC 1,581,593 4,666,000 17.83%
4 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 916,177 2,703,000 10.33%
5 UBS Group AG 597,860 1,764,000 6.74%
6 ROYCE & ASSOCIATES LP 533,385 1,573,000 6.01%
7 Ancora Advisors LLC 427,521 1,261,000 4.82%
8 UNITED SERVICES AUTOMOBILE ASSOCIATION 257,886 761,000 2.91%
9 NEW YORK STATE COMMON RETIREMENT FUND 188,967 557,000 2.13%
10 MORGAN STANLEY 147,481 436,000 1.67%
11 VAN ECK ASSOCIATES CORP 105,146 310,000 1.18%
12 SHUFRO ROSE & CO LLC 92,000 271,000 1.04%
13 GOLDMAN SACHS GROUP INC 84,522 249,000 0.95%
14 Janney Montgomery Scott LLC 58,200 171,690 0.66%
15 PRINCETON CAPITAL MANAGEMENT INC 51,600 152,000 0.58%
16 Round Table Services, LLC 39,141 115,000 0.44%
17 Dominick & Dominick LLC 33,500 99,000 0.38%
18 Legal & General Group Plc 32,326 96,000 0.37%
19 Virtu KCG Holdings LLC 19,303 57,000 0.22%
20 A.R.T. Advisors, LLC 16,009 47,000 0.18%
21 Spot Trading L.L.C 15,784 47,000 0.18%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,593 40,000 0.15%
23 Rotella Capital Management, Inc. 12,184 36,000 0.14%
24 COLDSTREAM CAPITAL MANAGEMENT INC 10,700 32,000 0.12%
25 HARVEY CAPITAL MANAGEMENT INC 10,000 29,000 0.11%
26 GLENMEDE TRUST CO NA 10,000 29,000 0.11%
27 UBS Group AG 8,000 24,000 0.09% Call
28 GROUP ONE TRADING LLC 6,825 20,000 0.08%
29 WFG Advisors, LP 5,111 15,000 0.06%
30 Simplicity Solutions, LLC 4,851 14,310 0.05%
31 Hartford Financial Management Inc. 2,200 6,000 0.02%
32 Creative Planning 1,550 5,000 0.02%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,138 3,000 0.01%
34 US BANCORP \DE\ 800 2,000 0.01%
35 Blume Capital Management, Inc. 600 2,000 0.01%
36 DEUTSCHE BANK AG\ 500 1,000 0.00%
37 CITIGROUP INC 658 1,000 0.00%
38 Formidable Asset Management, LLC 402 1,000 0.00%
39 B. Riley Wealth Advisors, Inc. 36 0 0.00%
40 PACIFIC FINANCIAL GROUP INC 10 0 0.00%
41 BANK OF AMERICA CORP /DE/ 100 0 0.00%
42 WELLS FARGO & COMPANY/MN 121 0 0.00%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
44 Tower Research Capital LLC (TRC) 101 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.