| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 587,734 | 11,531,000 | 13.76% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 566,249 | 11,110,000 | 13.26% | ||
| 3 | MORGAN STANLEY | 386,576 | 7,584,000 | 9.05% | ||
| 4 | WELLS FARGO & COMPANY/MN | 374,897 | 7,355,000 | 8.78% | ||
| 5 | UBS AG | 348,306 | 6,834,000 | 8.15% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 323,062 | 6,338,000 | 7.56% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 287,546 | 5,642,000 | 6.73% | ||
| 8 | Invesco Ltd. | 243,668 | 4,781,000 | 5.70% | ||
| 9 | BB&T SECURITIES, LLC | 19,198 | 3,766,000 | 4.49% | ||
| 10 | OAK HILL ADVISORS LP | 154,200 | 3,025,000 | 3.61% | ||
| 11 | Karpus Management, Inc. | 114,524 | 2,247,000 | 2.68% | ||
| 12 | LPL Financial LLC | 96,507 | 1,893,000 | 2.26% | ||
| 13 | TCW GROUP INC | 93,000 | 1,825,000 | 2.18% | ||
| 14 | GOLDMAN SACHS GROUP INC | 91,652 | 1,798,000 | 2.15% | ||
| 15 | ROYAL BANK OF CANADA | 85,828 | 1,685,000 | 2.01% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 63,993 | 1,256,000 | 1.50% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 53,897 | 1,057,000 | 1.26% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 34,795 | 682,000 | 0.81% | ||
| 19 | Commonwealth Equity Services, Inc | 34,037 | 668,000 | 0.80% | ||
| 20 | Robert W. Baird & Co. Inc | 26,563 | 521,000 | 0.62% | ||
| 21 | STIFEL FINANCIAL CORP | 25,000 | 491,000 | 0.59% | ||
| 22 | United Asset Strategies, Inc. | 20,000 | 392,000 | 0.47% | ||
| 23 | TFS CAPITAL LLC | 19,564 | 384,000 | 0.46% | ||
| 24 | First Allied Advisory Services, Inc. | 14,700 | 288,000 | 0.34% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 12,602 | 247,000 | 0.29% | ||
| 26 | Yellowstone Partners, LLC | 10,308 | 202,000 | 0.24% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 5,008 | 98,000 | 0.12% | ||
| 28 | ALLIANCEBERNSTEIN L.P. | 2,541 | 50,000 | 0.06% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 20,000 | 0.02% | ||
| 30 | TCI Wealth Advisors, Inc. | 542 | 11,000 | 0.01% | ||
| 31 | US BANCORP \DE\ | 400 | 8,000 | 0.01% | ||
| 32 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 400 | 8,000 | 0.01% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 317 | 6,000 | 0.01% | ||
| 34 | Creative Planning | 262 | 5,000 | 0.01% | ||
| 35 | B. Riley Wealth Management, Inc. | 202 | 4,000 | 0.00% | ||
| 36 | CITIGROUP INC | 161 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
