| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 902,054 | 19,160,000 | 18.72% | ||
| 2 | Tortoise Investment Management, LLC | 795,635 | 16,899,000 | 16.51% | ||
| 3 | MORGAN STANLEY | 478,258 | 10,158,000 | 9.92% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 357,443 | 7,592,000 | 7.42% | ||
| 5 | WELLS FARGO & COMPANY/MN | 351,907 | 7,474,000 | 7.30% | ||
| 6 | Invesco Ltd. | 312,706 | 6,642,000 | 6.49% | ||
| 7 | UBS Group AG | 275,144 | 5,844,000 | 5.71% | ||
| 8 | BB&T SECURITIES, LLC | 19,037 | 4,043,000 | 3.95% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 166,933 | 3,546,000 | 3.46% | ||
| 10 | OAK HILL ADVISORS LP | 154,200 | 3,275,000 | 3.20% | ||
| 11 | NATIONAL PLANNING CORP | 122,940 | 2,525,000 | 2.47% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 93,273 | 1,981,000 | 1.94% | ||
| 13 | GOLDMAN SACHS GROUP INC | 92,727 | 1,970,000 | 1.92% | ||
| 14 | ROYAL BANK OF CANADA | 92,302 | 1,961,000 | 1.92% | ||
| 15 | USCA RIA LLC | 88,176 | 1,873,000 | 1.83% | ||
| 16 | 1607 Capital Partners, LLC | 70,105 | 1,489,000 | 1.45% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 55,395 | 1,176,000 | 1.15% | ||
| 18 | LPL Financial LLC | 42,131 | 900,000 | 0.88% | ||
| 19 | Robert W. Baird & Co. Inc | 38,253 | 812,000 | 0.79% | ||
| 20 | Commonwealth Equity Services, Inc | 36,163 | 768,000 | 0.75% | ||
| 21 | Brick & Kyle, Associates | 35,810 | 761,000 | 0.74% | ||
| 22 | CABOT WEALTH MANAGEMENT INC | 19,140 | 407,000 | 0.40% | ||
| 23 | DAVENPORT & Co LLC | 13,375 | 284,085 | 0.28% | ||
| 24 | Allen Investment Management, LLC | 10,652 | 226,000 | 0.22% | ||
| 25 | WEDBUSH SECURITIES INC | 9,740 | 207,000 | 0.20% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 6,061 | 129,000 | 0.13% | ||
| 27 | Gemmer Asset Management LLC | 2,900 | 62,000 | 0.06% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,600 | 55,000 | 0.05% | ||
| 29 | MSI Financial Services Inc | 2,105 | 45,000 | 0.04% | ||
| 30 | Creative Planning | 1,870 | 40,000 | 0.04% | ||
| 31 | CITIGROUP INC | 1,527 | 33,000 | 0.03% | ||
| 32 | Tower Research Capital LLC (TRC) | 800 | 17,000 | 0.02% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 508 | 11,000 | 0.01% | ||
| 34 | US BANCORP \DE\ | 400 | 8,000 | 0.01% | ||
| 35 | INTEGRATED WEALTH MANAGEMENT | 100 | 2,000 | 0.00% | ||
| 36 | MANAGED ACCOUNT ADVISORS LLC | 15 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
