| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,021,341 | 19,763,000 | 19.42% | ||
| 2 | Tortoise Investment Management, LLC | 849,281 | 16,434,000 | 16.15% | ||
| 3 | MORGAN STANLEY | 472,604 | 9,145,000 | 8.99% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 384,828 | 7,446,000 | 7.32% | ||
| 5 | WELLS FARGO & COMPANY/MN | 300,796 | 5,820,000 | 5.72% | ||
| 6 | Invesco Ltd. | 292,488 | 5,660,000 | 5.56% | ||
| 7 | Van Hulzen Asset Management, LLC | 280,421 | 5,426,000 | 5.33% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 243,882 | 4,719,000 | 4.64% | ||
| 9 | UBS Group AG | 231,344 | 4,476,000 | 4.40% | ||
| 10 | OAK HILL ADVISORS LP | 154,200 | 2,984,000 | 2.93% | ||
| 11 | Karpus Management, Inc. | 152,600 | 2,953,000 | 2.90% | ||
| 12 | NATIONAL PLANNING CORP | 124,717 | 2,463,000 | 2.42% | ||
| 13 | ROYAL BANK OF CANADA | 121,638 | 2,353,000 | 2.31% | ||
| 14 | USCA RIA LLC | 104,156 | 2,015,000 | 1.98% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 95,878 | 1,855,000 | 1.82% | ||
| 16 | 1607 Capital Partners, LLC | 63,330 | 1,225,000 | 1.20% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 53,986 | 1,045,000 | 1.03% | ||
| 18 | DOLIVER ADVISORS, LP | 41,759 | 808,000 | 0.79% | ||
| 19 | Commonwealth Equity Services, Inc | 36,855 | 713,000 | 0.70% | ||
| 20 | Brick & Kyle, Associates | 35,810 | 693,000 | 0.68% | ||
| 21 | LPL Financial LLC | 35,204 | 688,000 | 0.68% | ||
| 22 | Virtu KCG Holdings LLC | 31,811 | 616,000 | 0.61% | ||
| 23 | WEDBUSH SECURITIES INC | 31,040 | 601,000 | 0.59% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,089 | 447,000 | 0.44% | ||
| 25 | CABOT WEALTH MANAGEMENT INC | 19,140 | 370,000 | 0.36% | ||
| 26 | BB&T SECURITIES, LLC | 17,948 | 347,000 | 0.34% | ||
| 27 | DAVENPORT & Co LLC | 13,125 | 253,968 | 0.25% | ||
| 28 | United Asset Strategies, Inc. | 11,850 | 229,000 | 0.23% | ||
| 29 | Tower Research Capital LLC (TRC) | 5,100 | 99,000 | 0.10% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,600 | 50,000 | 0.05% | ||
| 31 | MSI Financial Services Inc | 1,000 | 19,000 | 0.02% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 988 | 19,000 | 0.02% | ||
| 33 | CITIGROUP INC | 776 | 15,000 | 0.01% | ||
| 34 | US BANCORP \DE\ | 400 | 8,000 | 0.01% | ||
| 35 | FIFTH THIRD BANCORP | 270 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
