| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 874,920 | 17,577,000 | 18.50% | ||
| 2 | Tortoise Investment Management, LLC | 721,139 | 14,488,000 | 15.25% | ||
| 3 | UBS Group AG | 446,963 | 8,979,000 | 9.45% | ||
| 4 | MORGAN STANLEY | 428,294 | 8,604,000 | 9.06% | ||
| 5 | NATIONAL PLANNING CORP | 299,229 | 6,233,000 | 6.56% | ||
| 6 | WELLS FARGO & COMPANY/MN | 267,853 | 5,380,000 | 5.66% | ||
| 7 | Invesco Ltd. | 247,501 | 4,972,000 | 5.23% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 215,906 | 4,338,000 | 4.57% | ||
| 9 | LPL Financial LLC | 204,097 | 4,129,000 | 4.35% | ||
| 10 | Karpus Management, Inc. | 154,950 | 3,113,000 | 3.28% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 133,823 | 2,689,000 | 2.83% | ||
| 12 | ROYAL BANK OF CANADA | 122,549 | 2,462,000 | 2.59% | ||
| 13 | USCA RIA LLC | 103,926 | 2,088,000 | 2.20% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 92,677 | 1,862,000 | 1.96% | ||
| 15 | PROFICIO CAPITAL PARTNERS LLC | 80,236 | 1,612,000 | 1.70% | ||
| 16 | Brick & Kyle, Associates | 34,260 | 688,000 | 0.72% | ||
| 17 | WEDBUSH SECURITIES INC | 31,440 | 632,000 | 0.67% | ||
| 18 | GREAT AMERICAN GROUP, INC. | 27,823 | 559,000 | 0.59% | ||
| 19 | BAIRD FINANCIAL GROUP, INC. | 27,705 | 557,000 | 0.59% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 23,898 | 480,000 | 0.51% | ||
| 21 | Commonwealth Equity Services, Inc | 19,490 | 392,000 | 0.41% | ||
| 22 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 18,756 | 377,000 | 0.40% | ||
| 23 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 18,643 | 375,000 | 0.39% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 18,556 | 373,000 | 0.39% | ||
| 25 | BB&T SECURITIES, LLC | 16,568 | 332,000 | 0.35% | ||
| 26 | CABOT WEALTH MANAGEMENT INC | 12,893 | 259,000 | 0.27% | ||
| 27 | DAVENPORT & Co LLC | 12,575 | 252,632 | 0.27% | ||
| 28 | Sabal Trust CO | 12,281 | 247,000 | 0.26% | ||
| 29 | United Asset Strategies, Inc. | 12,150 | 244,000 | 0.26% | ||
| 30 | Yellowstone Partners, LLC | 10,976 | 221,000 | 0.23% | ||
| 31 | IFP ADVISORS, INC | 8,850 | 178,000 | 0.19% | ||
| 32 | FIFTH THIRD BANCORP | 3,200 | 64,000 | 0.07% | ||
| 33 | MSI Financial Services Inc | 3,143 | 63,000 | 0.07% | ||
| 34 | BALENTINE LLC | 3,167 | 63,000 | 0.07% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,600 | 52,000 | 0.05% | ||
| 36 | TRUST DEPARTMENT MB FINANCIAL BANK N A | 1,250 | 25,000 | 0.03% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 1,011 | 20,000 | 0.02% | ||
| 38 | US BANCORP \DE\ | 400 | 8,000 | 0.01% | ||
| 39 | CITIGROUP INC | 400 | 8,000 | 0.01% | ||
| 40 | Creative Planning | 400 | 8,000 | 0.01% | ||
| 41 | PENSERRA CAPITAL MANAGEMENT LLC | 302 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
