| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 916,478 | 18,009,000 | 19.03% | ||
| 2 | Tortoise Investment Management, LLC | 862,888 | 16,956,000 | 17.92% | ||
| 3 | MORGAN STANLEY | 454,091 | 8,923,000 | 9.43% | ||
| 4 | UBS Group AG | 388,271 | 7,630,000 | 8.06% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 367,682 | 7,225,000 | 7.64% | ||
| 6 | WELLS FARGO & COMPANY/MN | 312,614 | 6,143,000 | 6.49% | ||
| 7 | Invesco Ltd. | 277,364 | 5,450,000 | 5.76% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 221,806 | 4,358,000 | 4.61% | ||
| 9 | Karpus Management, Inc. | 154,950 | 3,045,000 | 3.22% | ||
| 10 | OAK HILL ADVISORS LP | 154,200 | 3,030,000 | 3.20% | ||
| 11 | ROYAL BANK OF CANADA | 127,604 | 2,508,000 | 2.65% | ||
| 12 | NATIONAL PLANNING CORP | 122,734 | 2,453,000 | 2.59% | ||
| 13 | USCA RIA LLC | 102,926 | 2,022,000 | 2.14% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 91,822 | 1,804,000 | 1.91% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 47,750 | 938,000 | 0.99% | ||
| 16 | Brick & Kyle, Associates | 36,010 | 708,000 | 0.75% | ||
| 17 | WEDBUSH SECURITIES INC | 31,340 | 616,000 | 0.65% | ||
| 18 | LPL Financial LLC | 19,547 | 384,000 | 0.41% | ||
| 19 | Commonwealth Equity Services, Inc | 19,460 | 382,000 | 0.40% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 18,703 | 368,000 | 0.39% | ||
| 21 | CABOT WEALTH MANAGEMENT INC | 17,193 | 338,000 | 0.36% | ||
| 22 | BB&T SECURITIES, LLC | 15,748 | 309,000 | 0.33% | ||
| 23 | DAVENPORT & Co LLC | 13,125 | 257,906 | 0.27% | ||
| 24 | United Asset Strategies, Inc. | 12,650 | 249,000 | 0.26% | ||
| 25 | 1607 Capital Partners, LLC | 12,015 | 236,000 | 0.25% | ||
| 26 | FIFTH THIRD BANCORP | 3,450 | 68,000 | 0.07% | ||
| 27 | BALENTINE LLC | 3,167 | 62,000 | 0.07% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,600 | 51,000 | 0.05% | ||
| 29 | Creative Planning | 1,700 | 33,000 | 0.03% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 20,000 | 0.02% | ||
| 31 | MSI Financial Services Inc | 1,000 | 20,000 | 0.02% | ||
| 32 | CITIGROUP INC | 400 | 8,000 | 0.01% | ||
| 33 | US BANCORP \DE\ | 400 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
