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PRUDENTIAL GLB SHT DUR HG YL
PRUDENTIAL GLB SHT DUR HG YL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 31 Institutional holders with a total value of $129,462,928.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,512,063 44,138,000 34.09%
2 Saba Capital Management, L.P. 1,955,502 34,358,000 26.54%
3 BB&T SECURITIES, LLC 39,639 6,964,000 5.38%
4 DEUTSCHE BANK AG\ 339,205 5,959,000 4.60%
5 Hatteras Alternative Mutual Funds, LLC 270,860 4,759,000 3.68%
6 UBS AG 258,231 4,537,000 3.50%
7 WELLS FARGO & COMPANY/MN 249,141 4,377,000 3.38%
8 BANK OF AMERICA CORP /DE/ 247,449 4,348,000 3.36%
9 Invesco Ltd. 229,710 4,036,000 3.12%
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 209,200 3,676,000 2.84%
11 BNP PARIBAS FINANCIAL MARKETS 153,430 2,717,250 2.10%
12 THIRD AVENUE MANAGEMENT LLC 127,306 2,237,000 1.73%
13 LPL Financial LLC 108,032 1,898,000 1.47%
14 RAYMOND JAMES & ASSOCIATES 45,789 804,000 0.62%
15 DAVENPORT & Co LLC 38,050 668,539 0.52%
16 Investors Capital Advisory Services 32,500 571,000 0.44%
17 Janney Montgomery Scott LLC 31,482 553,139 0.43%
18 ROYAL BANK OF CANADA 25,901 455,000 0.35%
19 B. Riley Wealth Management, Inc. 25,061 440,000 0.34%
20 Cetera Advisor Networks LLC 21,550 385,000 0.30%
21 Advisors Asset Management, Inc. 19,415 341,000 0.26%
22 CITIGROUP INC 15,979 281,000 0.22%
23 ENVESTNET ASSET MANAGEMENT INC 15,250 268,000 0.21%
24 Dorsey & Whitney Trust CO LLC 10,878 191,000 0.15%
25 Tower Research Capital LLC (TRC) 10,200 179,000 0.14%
26 BARCLAYS PLC 7,992 136,000 0.11%
27 B. Riley Wealth Advisors, Inc. 5,600 98,000 0.08%
28 PNC FINANCIAL SERVICES GROUP, INC. 2,500 44,000 0.03%
29 US BANCORP \DE\ 1,040 18,000 0.01%
30 D.A. DAVIDSON & CO. 900 15,000 0.01%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 600 11,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.