| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,430,860 | 38,700,000 | 30.74% | ||
| 2 | UBS Group AG | 1,109,196 | 17,659,000 | 14.03% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 582,703 | 9,277,000 | 7.37% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 469,142 | 7,469,000 | 5.93% | ||
| 5 | BESSEMER GROUP INC | 367,520 | 5,851,000 | 4.65% | ||
| 6 | WELLS FARGO & COMPANY/MN | 361,495 | 5,755,000 | 4.57% | ||
| 7 | Invesco Ltd. | 358,296 | 5,705,000 | 4.53% | ||
| 8 | DEUTSCHE BANK AG\ | 305,462 | 4,862,000 | 3.86% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 280,655 | 4,468,000 | 3.55% | ||
| 10 | Trust Asset Management LLC | 211,962 | 3,374,000 | 2.68% | ||
| 11 | PT ASSET MANAGEMENT, LLC | 196,740 | 3,132,000 | 2.49% | ||
| 12 | Capital Investment Advisors, LLC | 165,316 | 2,632,000 | 2.09% | ||
| 13 | SG Americas Securities, LLC | 135,765 | 2,161,000 | 1.72% | ||
| 14 | BB&T SECURITIES, LLC | 12,500 | 1,990,000 | 1.58% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 93,364 | 1,486,000 | 1.18% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 79,125 | 1,259,000 | 1.00% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 78,363 | 1,248,000 | 0.99% | ||
| 18 | PENN MUTUAL LIFE INSURANCE CO | 57,000 | 914,000 | 0.73% | ||
| 19 | HUNTINGTON NATIONAL BANK | 54,813 | 873,000 | 0.69% | PRN | |
| 20 | RAYMOND JAMES & ASSOCIATES | 52,883 | 842,000 | 0.67% | ||
| 21 | LPL Financial LLC | 49,862 | 794,000 | 0.63% | ||
| 22 | Advisors Asset Management, Inc. | 42,093 | 670,000 | 0.53% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 39,166 | 624,000 | 0.50% | ||
| 24 | Investors Capital Advisory Services | 32,000 | 509,000 | 0.40% | ||
| 25 | ROYAL BANK OF CANADA | 27,798 | 442,000 | 0.35% | ||
| 26 | Laurion Capital Management LP | 24,514 | 390,000 | 0.31% | ||
| 27 | B. Riley Wealth Management, Inc. | 23,545 | 374,000 | 0.30% | ||
| 28 | CITIGROUP INC | 21,393 | 341,000 | 0.27% | ||
| 29 | CHARTIST INC /CA/ | 19,000 | 300,000 | 0.24% | ||
| 30 | DAVENPORT & Co LLC | 17,050 | 271,436 | 0.22% | ||
| 31 | CLOUGH CAPITAL PARTNERS L P | 14,600 | 232,000 | 0.18% | ||
| 32 | ENVESTNET ASSET MANAGEMENT INC | 13,543 | 216,000 | 0.17% | ||
| 33 | Shaker Financial Services, LLC | 12,763 | 203,000 | 0.16% | ||
| 34 | Kamunting Street Capital Management, L.P. | 11,561 | 184,000 | 0.15% | ||
| 35 | GOLDMAN SACHS GROUP INC | 11,117 | 177,000 | 0.14% | ||
| 36 | Commonwealth Equity Services, Inc | 10,748 | 171,000 | 0.14% | ||
| 37 | TradeLink Global Equity LLC | 6,300 | 100,000 | 0.08% | ||
| 38 | B. Riley Wealth Advisors, Inc. | 5,920 | 94,000 | 0.07% | ||
| 39 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,850 | 61,000 | 0.05% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 1,600 | 25,472 | 0.02% | ||
| 41 | Stratos Wealth Partners, LTD. | 1,500 | 23,880 | 0.02% | ||
| 42 | US BANCORP \DE\ | 1,040 | 17,000 | 0.01% | ||
| 43 | FIFTH THIRD BANCORP | 1,000 | 16,000 | 0.01% | ||
| 44 | NATIONAL PLANNING CORP | 720 | 11,397 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
