| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,657,282 | 47,964,000 | 39.61% | ||
| 2 | Saba Capital Management, L.P. | 649,838 | 11,730,000 | 9.69% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 446,074 | 8,053,000 | 6.65% | ||
| 4 | BB&T SECURITIES, LLC | 42,639 | 7,696,000 | 6.36% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 298,581 | 5,389,000 | 4.45% | ||
| 6 | DEUTSCHE BANK AG\ | 298,391 | 5,385,000 | 4.45% | ||
| 7 | UBS AG | 293,572 | 5,299,000 | 4.38% | ||
| 8 | Hatteras Alternative Mutual Funds, LLC | 285,610 | 5,155,000 | 4.26% | ||
| 9 | WELLS FARGO & COMPANY/MN | 273,654 | 4,939,000 | 4.08% | ||
| 10 | Invesco Ltd. | 250,349 | 4,519,000 | 3.73% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 147,530 | 2,662,917 | 2.20% | ||
| 12 | LPL Financial LLC | 110,627 | 1,997,000 | 1.65% | ||
| 13 | JANE STREET GROUP, LLC | 73,111 | 1,320,000 | 1.09% | ||
| 14 | Capital Investment Advisors, LLC | 47,695 | 861,000 | 0.71% | ||
| 15 | Advisors Asset Management, Inc. | 46,978 | 848,000 | 0.70% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 44,523 | 804,000 | 0.66% | ||
| 17 | Kamunting Street Capital Management, L.P. | 37,942 | 685,000 | 0.57% | ||
| 18 | DAVENPORT & Co LLC | 36,050 | 650,703 | 0.54% | ||
| 19 | Investors Capital Advisory Services | 32,000 | 577,000 | 0.48% | ||
| 20 | Janney Montgomery Scott LLC | 30,988 | 559,333 | 0.46% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,392 | 549,000 | 0.45% | ||
| 22 | Cetera Advisor Networks LLC | 30,450 | 549,000 | 0.45% | ||
| 23 | Trust Asset Management LLC | 30,369 | 548,000 | 0.45% | ||
| 24 | B. Riley Wealth Management, Inc. | 27,973 | 504,000 | 0.42% | ||
| 25 | ROYAL BANK OF CANADA | 24,151 | 436,000 | 0.36% | ||
| 26 | CHARTIST INC /CA/ | 20,000 | 355,000 | 0.29% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 15,250 | 275,000 | 0.23% | ||
| 28 | CITIGROUP INC | 12,366 | 223,000 | 0.18% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 9,254 | 167,035 | 0.14% | ||
| 30 | Tower Research Capital LLC (TRC) | 8,020 | 145,000 | 0.12% | ||
| 31 | BARCLAYS PLC | 7,992 | 144,000 | 0.12% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 1,400 | 25,270 | 0.02% | ||
| 33 | US BANCORP \DE\ | 1,040 | 19,000 | 0.02% | ||
| 34 | Financial Architects, Inc | 1,000 | 18,000 | 0.01% | ||
| 35 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 18,000 | 0.01% | ||
| 36 | D.A. DAVIDSON & CO. | 900 | 16,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
