| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,347,620 | 20,053,000 | 11.50% | ||
| 2 | UBS Group AG | 1,108,497 | 16,495,000 | 9.46% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,072,831 | 15,964,000 | 9.16% | ||
| 4 | BESSEMER GROUP INC | 976,266 | 14,527,000 | 8.33% | ||
| 5 | EATON VANCE MANAGEMENT | 734,014 | 10,900,000 | 6.25% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 689,650 | 10,261,000 | 5.89% | PRN | |
| 7 | JPMORGAN CHASE & CO | 679,954 | 10,118,000 | 5.80% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 546,104 | 8,126,000 | 4.66% | ||
| 9 | Invesco Ltd. | 506,987 | 7,544,000 | 4.33% | ||
| 10 | Advisors Asset Management, Inc. | 464,523 | 6,912,000 | 3.97% | ||
| 11 | Yorktown Management & Research Co Inc | 400,000 | 5,952,000 | 3.41% | ||
| 12 | WELLS FARGO & COMPANY/MN | 398,314 | 5,927,000 | 3.40% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 319,583 | 4,755,000 | 2.73% | ||
| 14 | LPL Financial LLC | 284,185 | 4,180,000 | 2.40% | ||
| 15 | EnTrustPermal Management LLC | 237,300 | 3,532,000 | 2.03% | ||
| 16 | KELMAN-LAZAROV, INC. | 228,462 | 3,400,000 | 1.95% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 219,528 | 3,267,000 | 1.87% | ||
| 18 | Trust Asset Management LLC | 176,810 | 2,630,000 | 1.51% | ||
| 19 | PENN MUTUAL LIFE INSURANCE CO | 165,000 | 2,460,000 | 1.41% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 132,910 | 1,977,000 | 1.13% | ||
| 21 | DEUTSCHE BANK AG\ | 132,194 | 1,967,000 | 1.13% | ||
| 22 | Capital Investment Advisors, LLC | 127,613 | 1,899,000 | 1.09% | ||
| 23 | Kohlberg Kravis Roberts & Co. L.P. | 98,959 | 1,473,000 | 0.85% | ||
| 24 | FIRST TRUST ADVISORS LP | 82,412 | 1,226,000 | 0.70% | ||
| 25 | CREDIT SUISSE AG/ | 69,000 | 1,027,000 | 0.59% | ||
| 26 | HUNTINGTON NATIONAL BANK | 54,813 | 873,000 | 0.50% | PRN | |
| 27 | ROYAL BANK OF CANADA | 52,588 | 782,000 | 0.45% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 44,907 | 668,000 | 0.38% | ||
| 29 | IFP ADVISORS, INC | 36,380 | 541,000 | 0.31% | ||
| 30 | AQR ARBITRAGE LLC | 34,089 | 507,000 | 0.29% | ||
| 31 | Vident Investment Advisory, LLC | 6,945,300 | 466,000 | 0.27% | ||
| 32 | TELEMUS CAPITAL, LLC | 30,000 | 446,000 | 0.26% | ||
| 33 | BAIRD FINANCIAL GROUP, INC. | 29,551 | 440,000 | 0.25% | ||
| 34 | Commonwealth Equity Services, Inc | 28,266 | 421,000 | 0.24% | ||
| 35 | Investors Capital Advisory Services | 25,702 | 382,000 | 0.22% | ||
| 36 | Nationwide Fund Advisors | 25,085 | 373,000 | 0.21% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 23,179 | 344,000 | 0.20% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 17,018 | 253,000 | 0.15% | ||
| 39 | Shaker Financial Services, LLC | 15,696 | 234,000 | 0.13% | ||
| 40 | Hedeker Wealth, LLC | 15,680 | 233,000 | 0.13% | ||
| 41 | Prospera Financial Services Inc | 11,500 | 171,000 | 0.10% | ||
| 42 | BB&T SECURITIES, LLC | 11,215 | 166,000 | 0.10% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 7,145 | 106,000 | 0.06% | ||
| 44 | ENVESTNET ASSET MANAGEMENT INC | 6,985 | 104,000 | 0.06% | ||
| 45 | CITIGROUP INC | 5,091 | 76,000 | 0.04% | ||
| 46 | MSI Financial Services Inc | 3,010 | 45,000 | 0.03% | ||
| 47 | NINE MASTS CAPITAL Ltd | 2,500 | 37,000 | 0.02% | ||
| 48 | Edge Wealth Management LLC | 1,200 | 18,000 | 0.01% | ||
| 49 | CAPITAL GUARDIAN TRUST CO | 1,028 | 15,000 | 0.01% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 15,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
