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PRUDENTIAL GLB SHT DUR HG YL
PRUDENTIAL GLB SHT DUR HG YL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 43 Institutional holders with a total value of $123,724,307.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,997,262 30,159,000 24.38%
2 UBS Group AG 1,312,670 19,822,000 16.02%
3 BESSEMER GROUP INC 807,959 12,200,000 9.86%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 640,193 9,667,000 7.81%
5 BANK OF AMERICA CORP /DE/ 496,035 7,491,000 6.05%
6 GUGGENHEIM CAPITAL LLC 459,373 6,937,000 5.61%
7 Invesco Ltd. 412,859 6,235,000 5.04%
8 WELLS FARGO & COMPANY/MN 378,477 5,715,000 4.62%
9 Vident Investment Advisory, LLC 259,854 3,924,000 3.17%
10 Trust Asset Management LLC 253,179 3,823,000 3.09%
11 PENN MUTUAL LIFE INSURANCE CO 36,000 2,496,000 2.02%
12 Capital Investment Advisors, LLC 148,774 2,246,000 1.82%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 121,532 1,835,000 1.48%
14 Shaker Financial Services, LLC 90,976 1,374,000 1.11%
15 LPL Financial LLC 68,222 1,032,000 0.83%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 55,419 837,000 0.68%
17 RAYMOND JAMES & ASSOCIATES 54,095 817,000 0.66%
18 ROYAL BANK OF CANADA 45,320 684,000 0.55%
19 EnTrustPermal Management LLC 41,400 626,000 0.51%
20 Advisors Asset Management, Inc. 40,071 605,000 0.49%
21 Janney Montgomery Scott LLC 37,484 566,008 0.46%
22 HUNTINGTON NATIONAL BANK 35,039 529,000 0.43% PRN
23 DEUTSCHE BANK AG\ 33,751 509,000 0.41%
24 Investors Capital Advisory Services 31,502 475,000 0.38%
25 WOLVERINE ASSET MANAGEMENT LLC 30,392 458,000 0.37%
26 B. Riley Wealth Management, Inc. 19,994 301,000 0.24%
27 Saba Capital Management, L.P. 19,726 298,000 0.24%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,332 292,000 0.24%
29 CLOUGH CAPITAL PARTNERS L P 14,800 223,000 0.18%
30 GOLDMAN SACHS GROUP INC 14,337 216,000 0.17%
31 CHARTIST INC /CA/ 14,000 212,000 0.17%
32 BB&T SECURITIES, LLC 13,843 209,000 0.17%
33 Commonwealth Equity Services, Inc 13,066 197,000 0.16%
34 DAVENPORT & Co LLC 12,000 181,200 0.15%
35 Cambridge Investment Research Advisors, Inc. 10,402 157,000 0.13%
36 AMERICAN INTERNATIONAL GROUP, INC. 9,146 138,099 0.11%
37 CITIGROUP INC 6,172 93,000 0.08%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 3,200 48,000 0.04%
39 Financial Architects, Inc 3,100 47,000 0.04%
40 ROBLE, BELKO & COMPANY, INC 1,979 30,000 0.02%
41 PNC FINANCIAL SERVICES GROUP, INC. 1,000 15,000 0.01%
42 Evercore Wealth Management, LLC 230 3,000 0.00%
43 Brookstone Capital Management 138 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.