| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,381,226 | 19,544,000 | 12.00% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,330,154 | 18,822,000 | 11.56% | ||
| 3 | BESSEMER GROUP INC | 1,091,266 | 15,441,000 | 9.48% | ||
| 4 | UBS Group AG | 1,076,088 | 15,227,000 | 9.35% | ||
| 5 | EATON VANCE MANAGEMENT | 722,780 | 10,228,000 | 6.28% | ||
| 6 | JPMORGAN CHASE & CO | 665,899 | 9,422,000 | 5.78% | ||
| 7 | Invesco Ltd. | 515,535 | 7,295,000 | 4.48% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 503,614 | 7,126,000 | 4.37% | ||
| 9 | WELLS FARGO & COMPANY/MN | 414,224 | 5,861,000 | 3.60% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 371,231 | 5,252,000 | 3.22% | ||
| 11 | Yorktown Management & Research Co Inc | 350,275 | 4,956,000 | 3.04% | ||
| 12 | Advisors Asset Management, Inc. | 332,352 | 4,703,000 | 2.89% | ||
| 13 | Vident Investment Advisory, LLC | 228,073 | 3,227,000 | 1.98% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 215,743 | 3,053,000 | 1.87% | ||
| 15 | Trust Asset Management LLC | 176,810 | 2,502,000 | 1.54% | ||
| 16 | PENN MUTUAL LIFE INSURANCE CO | 165,000 | 2,339,000 | 1.44% | ||
| 17 | LPL Financial LLC | 154,806 | 2,198,000 | 1.35% | ||
| 18 | EnTrustPermal Management LLC | 155,200 | 2,197,000 | 1.35% | ||
| 19 | Saba Capital Management, L.P. | 145,071 | 2,053,000 | 1.26% | ||
| 20 | Capital Investment Advisors, LLC | 139,175 | 1,969,000 | 1.21% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 132,486 | 1,875,000 | 1.15% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 116,142 | 1,643,000 | 1.01% | ||
| 23 | DEUTSCHE BANK AG\ | 109,864 | 1,554,000 | 0.95% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 103,721 | 1,467,000 | 0.90% | ||
| 25 | AQR ARBITRAGE LLC | 95,079 | 1,345,000 | 0.83% | ||
| 26 | Kohlberg Kravis Roberts & Co. L.P. | 92,659 | 1,311,000 | 0.80% | ||
| 27 | BANK OF MONTREAL /CAN/ | 75,000 | 1,061,000 | 0.65% | ||
| 28 | CREDIT SUISSE AG/ | 69,000 | 976,000 | 0.60% | ||
| 29 | Weiss Asset Management LP | 58,109 | 822,000 | 0.50% | ||
| 30 | GRATIA CAPITAL, LLC | 56,685 | 802,000 | 0.49% | ||
| 31 | ROYAL BANK OF CANADA | 56,587 | 801,000 | 0.49% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 47,166 | 667,000 | 0.41% | ||
| 33 | HUNTINGTON NATIONAL BANK | 35,039 | 496,000 | 0.30% | PRN | |
| 34 | SG Americas Securities, LLC | 33,401 | 473,000 | 0.29% | ||
| 35 | Investors Capital Advisory Services | 29,702 | 420,000 | 0.26% | ||
| 36 | BAIRD FINANCIAL GROUP, INC. | 28,787 | 407,000 | 0.25% | ||
| 37 | IFP ADVISORS, INC | 25,489 | 361,000 | 0.22% | ||
| 38 | GM Advisory Group, LLC | 25,000 | 354,000 | 0.22% | ||
| 39 | NINE MASTS CAPITAL Ltd | 21,384 | 303,000 | 0.19% | ||
| 40 | Commonwealth Equity Services, Inc | 21,221 | 300,000 | 0.18% | ||
| 41 | CITIGROUP INC | 20,432 | 289,000 | 0.18% | ||
| 42 | Squarepoint Ops LLC | 19,578 | 277,000 | 0.17% | ||
| 43 | GSA CAPITAL PARTNERS LLP | 17,000 | 241,000 | 0.15% | ||
| 44 | Virtu KCG Holdings LLC | 16,935 | 240,000 | 0.15% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 14,463 | 205,000 | 0.13% | ||
| 46 | Laurion Capital Management LP | 14,385 | 204,000 | 0.13% | ||
| 47 | Bison Wealth, LLC | 13,918 | 197,000 | 0.12% | ||
| 48 | BB&T SECURITIES, LLC | 10,600 | 149,000 | 0.09% | ||
| 49 | ENVESTNET ASSET MANAGEMENT INC | 3,500 | 50,000 | 0.03% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 3,500 | 49,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
