| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,917,576 | 30,547,000 | 27.53% | ||
| 2 | UBS Group AG | 1,300,332 | 20,714,000 | 18.67% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 642,214 | 10,231,000 | 9.22% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 561,718 | 8,948,000 | 8.06% | ||
| 5 | WELLS FARGO & COMPANY/MN | 379,380 | 6,044,000 | 5.45% | ||
| 6 | Invesco Ltd. | 301,301 | 4,800,000 | 4.33% | ||
| 7 | Trust Asset Management LLC | 265,915 | 4,236,000 | 3.82% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 217,641 | 3,467,000 | 3.12% | ||
| 9 | DEUTSCHE BANK AG\ | 200,792 | 3,197,000 | 2.88% | ||
| 10 | BESSEMER GROUP INC | 198,019 | 3,153,000 | 2.84% | ||
| 11 | Capital Investment Advisors, LLC | 130,530 | 2,490,000 | 2.24% | ||
| 12 | BB&T SECURITIES, LLC | 12,500 | 1,991,000 | 1.79% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 108,925 | 1,735,000 | 1.56% | ||
| 14 | LPL Financial LLC | 68,514 | 1,096,000 | 0.99% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 55,184 | 879,000 | 0.79% | ||
| 16 | HUNTINGTON NATIONAL BANK | 54,813 | 873,000 | 0.79% | ||
| 17 | MARATHON CAPITAL MANAGEMENT | 10,100 | 811,000 | 0.73% | ||
| 18 | Advisors Asset Management, Inc. | 41,522 | 661,000 | 0.60% | ||
| 19 | Laurion Capital Management LP | 41,401 | 660,000 | 0.59% | ||
| 20 | Janney Montgomery Scott LLC | 39,706 | 633,000 | 0.57% | ||
| 21 | Investors Capital Advisory Services | 36,502 | 581,000 | 0.52% | ||
| 22 | PENN MUTUAL LIFE INSURANCE CO | 36,000 | 567,000 | 0.51% | ||
| 23 | ROYAL BANK OF CANADA | 30,061 | 479,000 | 0.43% | ||
| 24 | CITIGROUP INC | 20,991 | 334,000 | 0.30% | ||
| 25 | B. Riley Wealth Management, Inc. | 20,800 | 331,000 | 0.30% | ||
| 26 | Virtu KCG Holdings LLC | 17,291 | 275,000 | 0.25% | ||
| 27 | CHARTIST INC /CA/ | 16,000 | 256,000 | 0.23% | ||
| 28 | DAVENPORT & Co LLC | 13,300 | 211,869 | 0.19% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 11,708 | 186,508 | 0.17% | ||
| 30 | Commonwealth Equity Services, Inc | 11,445 | 182,000 | 0.16% | ||
| 31 | GOLDMAN SACHS GROUP INC | 10,288 | 164,000 | 0.15% | ||
| 32 | Tower Research Capital LLC (TRC) | 5,400 | 86,000 | 0.08% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,250 | 52,000 | 0.05% | ||
| 34 | Financial Architects, Inc | 3,100 | 49,000 | 0.04% | ||
| 35 | US BANCORP \DE\ | 1,040 | 17,000 | 0.02% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 16,000 | 0.01% | ||
| 37 | ARROW FINANCIAL CORP | 565 | 9,000 | 0.01% | ||
| 38 | Evercore Wealth Management, LLC | 230 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
