| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 12,300,768 | 31,613,000 | 59.98% | ||
| 2 | MSD Partners, L.P. | 2,675,000 | 6,875,000 | 13.04% | ||
| 3 | Knoll Capital Management, LLC | 1,360,000 | 3,495,000 | 6.63% | ||
| 4 | VANGUARD GROUP INC | 1,185,515 | 3,047,000 | 5.78% | ||
| 5 | TFS CAPITAL LLC | 464,272 | 1,193,000 | 2.26% | ||
| 6 | Informed Momentum Co LLC | 442,598 | 1,137,000 | 2.16% | ||
| 7 | MORGAN STANLEY | 343,951 | 884,000 | 1.68% | ||
| 8 | ROYCE & ASSOCIATES LP | 276,000 | 709,000 | 1.35% | ||
| 9 | Janney Montgomery Scott LLC | 267,814 | 688,282 | 1.31% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 214,990 | 553,000 | 1.05% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 149,093 | 383,000 | 0.73% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 139,895 | 360,000 | 0.68% | ||
| 13 | BlackRock Fund Advisors | 104,285 | 268,000 | 0.51% | ||
| 14 | LMR Partners LLP | 100,000 | 257,000 | 0.49% | ||
| 15 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 230,000 | 0.44% | ||
| 16 | CREDIT SUISSE AG/ | 68,492 | 176,000 | 0.33% | ||
| 17 | NORTHERN TRUST CORP | 58,817 | 151,000 | 0.29% | ||
| 18 | GOLDMAN SACHS GROUP INC | 50,182 | 129,000 | 0.24% | ||
| 19 | CITADEL ADVISORS LLC | 40,900 | 105,000 | 0.20% | ||
| 20 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 40,000 | 103,000 | 0.20% | ||
| 21 | Wilmington Trust, National Association | 36,451 | 94,000 | 0.18% | ||
| 22 | WELLS FARGO & COMPANY/MN | 24,803 | 64,000 | 0.12% | ||
| 23 | HAMILTON LANE ADVISORS LLC | 23,855 | 61,000 | 0.12% | ||
| 24 | THOMPSON DAVIS & CO., INC. | 20,000 | 51,000 | 0.10% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 16,274 | 42,000 | 0.08% | ||
| 26 | STIFEL FINANCIAL CORP | 10,000 | 26,000 | 0.05% | ||
| 27 | GLENMEDE TRUST CO NA | 2,360 | 6,000 | 0.01% | ||
| 28 | Tower Research Capital LLC (TRC) | 1,520 | 4,000 | 0.01% | ||
| 29 | BNP PARIBAS FINANCIAL MARKETS | 1,104 | 1,601 | 0.00% | ||
| 30 | CITIGROUP INC | 485 | 1,000 | 0.00% | ||
| 31 | US BANCORP \DE\ | 400 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
