| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 13,238,268 | 31,242,000 | 40.70% | ||
| 2 | MSD Partners, L.P. | 4,208,500 | 9,932,000 | 12.94% | ||
| 3 | Knoll Capital Management, LLC | 3,734,149 | 8,813,000 | 11.48% | ||
| 4 | BLAIR WILLIAM & CO/IL | 2,595,680 | 6,125,000 | 7.98% | ||
| 5 | VANGUARD GROUP INC | 2,498,643 | 5,897,000 | 7.68% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 1,157,226 | 2,731,000 | 3.56% | ||
| 7 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 580,805 | 1,371,000 | 1.79% | ||
| 8 | NORGES BANK | 466,839 | 1,102,000 | 1.44% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 418,104 | 987,000 | 1.29% | ||
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 399,221 | 942,000 | 1.23% | ||
| 11 | UBS Group AG | 288,367 | 680,000 | 0.89% | ||
| 12 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 230,000 | 543,000 | 0.71% | ||
| 13 | EDMOND DE ROTHSCHILD HOLDING S.A. | 230,000 | 543,000 | 0.71% | ||
| 14 | CREDIT SUISSE AG/ | 194,419 | 459,000 | 0.60% | ||
| 15 | IFP ADVISORS, INC | 164,000 | 387,000 | 0.50% | ||
| 16 | MORGAN STANLEY | 147,704 | 349,000 | 0.45% | ||
| 17 | BlackRock Fund Advisors | 143,462 | 339,000 | 0.44% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 120,873 | 285,000 | 0.37% | ||
| 19 | NORTHERN TRUST CORP | 113,177 | 267,000 | 0.35% | ||
| 20 | GOLDMAN SACHS GROUP INC | 105,638 | 249,000 | 0.32% | ||
| 21 | BARD ASSOCIATES INC | 104,899 | 248,000 | 0.32% | ||
| 22 | Segantii Capital Management Ltd | 104,050 | 242,000 | 0.32% | ||
| 23 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 237,000 | 0.31% | ||
| 24 | REGIONS FINANCIAL CORP | 100,000 | 236,000 | 0.31% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 85,000 | 201,000 | 0.26% | ||
| 26 | Bank of New York Mellon Corp | 82,138 | 194,000 | 0.25% | ||
| 27 | Raymond James Financial Services Advisors, Inc. | 75,812 | 179,000 | 0.23% | ||
| 28 | NOMURA HOLDINGS INC | 75,656 | 179,000 | 0.23% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 75,900 | 179,000 | 0.23% | ||
| 30 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 70,567 | 167,000 | 0.22% | ||
| 31 | STATE STREET CORP | 53,634 | 127,000 | 0.17% | ||
| 32 | DEUTSCHE BANK AG\ | 46,864 | 110,000 | 0.14% | ||
| 33 | HighTower Advisors, LLC | 44,001 | 104,000 | 0.14% | ||
| 34 | Verition Fund Management LLC | 40,001 | 94,000 | 0.12% | ||
| 35 | Creative Planning | 39,000 | 92,000 | 0.12% | ||
| 36 | M&T BANK CORP | 36,451 | 86,000 | 0.11% | ||
| 37 | Alpine Global Management, LLC | 33,136 | 78,000 | 0.10% | ||
| 38 | SG Americas Securities, LLC | 29,100 | 69,000 | 0.09% | ||
| 39 | STIFEL FINANCIAL CORP | 26,000 | 61,000 | 0.08% | ||
| 40 | HAMILTON LANE ADVISORS LLC | 23,855 | 56,000 | 0.07% | ||
| 41 | Jefferies Group LLC | 23,600 | 56,000 | 0.07% | ||
| 42 | MISSION WEALTH MANAGEMENT, LLC | 23,180 | 55,000 | 0.07% | ||
| 43 | WEDBUSH SECURITIES INC | 22,000 | 52,000 | 0.07% | ||
| 44 | ROYAL BANK OF CANADA | 19,839 | 47,000 | 0.06% | ||
| 45 | GUGGENHEIM CAPITAL LLC | 14,269 | 34,000 | 0.04% | ||
| 46 | BLACKROCK ADVISORS LLC | 13,497 | 32,000 | 0.04% | ||
| 47 | Bluefin Trading, LLC | 13,691 | 32,000 | 0.04% | ||
| 48 | CITADEL ADVISORS LLC | 13,510 | 32,000 | 0.04% | ||
| 49 | TRADELINK CAPITAL LLC | 12,395 | 29,251 | 0.04% | ||
| 50 | Fisher Asset Management, LLC | 10,500 | 29,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
