| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 13,238,268 | 30,051,000 | 43.71% | ||
| 2 | MSD Partners, L.P. | 4,208,500 | 9,553,000 | 13.89% | ||
| 3 | Knoll Capital Management, LLC | 3,734,149 | 8,477,000 | 12.33% | ||
| 4 | VANGUARD GROUP INC | 2,376,521 | 5,394,000 | 7.85% | ||
| 5 | BLAIR WILLIAM & CO/IL | 1,804,850 | 4,097,000 | 5.96% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 1,157,226 | 2,627,000 | 3.82% | ||
| 7 | NORGES BANK | 491,839 | 1,116,000 | 1.62% | ||
| 8 | Informed Momentum Co LLC | 489,715 | 1,112,000 | 1.62% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 355,073 | 806,000 | 1.17% | ||
| 10 | MORGAN STANLEY | 308,773 | 701,000 | 1.02% | ||
| 11 | Alyeska Investment Group, L.P. | 275,188 | 625,000 | 0.91% | ||
| 12 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 227,205 | 516,000 | 0.75% | ||
| 13 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 150,000 | 340,000 | 0.49% | ||
| 14 | EDMOND DE ROTHSCHILD HOLDING S.A. | 150,000 | 340,000 | 0.49% | ||
| 15 | BlackRock Fund Advisors | 144,873 | 329,000 | 0.48% | ||
| 16 | BARD ASSOCIATES INC | 113,599 | 258,000 | 0.38% | ||
| 17 | NORTHERN TRUST CORP | 107,914 | 245,000 | 0.36% | ||
| 18 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 228,000 | 0.33% | ||
| 19 | REGIONS FINANCIAL CORP | 100,000 | 227,000 | 0.33% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 81,900 | 186,000 | 0.27% | ||
| 21 | Bank of New York Mellon Corp | 82,138 | 186,000 | 0.27% | ||
| 22 | STATE STREET CORP | 52,534 | 119,000 | 0.17% | ||
| 23 | UBS Group AG | 51,847 | 118,000 | 0.17% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,000 | 114,000 | 0.17% | ||
| 25 | Virtu KCG Holdings LLC | 47,203 | 107,000 | 0.16% | ||
| 26 | HighTower Advisors, LLC | 42,501 | 97,000 | 0.14% | ||
| 27 | CITADEL ADVISORS LLC | 41,922 | 95,000 | 0.14% | ||
| 28 | Creative Planning | 37,200 | 84,000 | 0.12% | ||
| 29 | M&T BANK CORP | 36,451 | 83,000 | 0.12% | ||
| 30 | MILLENNIUM MANAGEMENT LLC | 28,428 | 65,000 | 0.09% | ||
| 31 | STIFEL FINANCIAL CORP | 26,000 | 59,000 | 0.09% | ||
| 32 | HAMILTON LANE ADVISORS LLC | 23,855 | 54,000 | 0.08% | ||
| 33 | MISSION WEALTH MANAGEMENT, LLC | 23,180 | 53,000 | 0.08% | ||
| 34 | WEDBUSH SECURITIES INC | 22,000 | 50,000 | 0.07% | ||
| 35 | THOMPSON DAVIS & CO., INC. | 20,000 | 45,000 | 0.07% | ||
| 36 | BLACKROCK ADVISORS LLC | 13,497 | 31,000 | 0.05% | ||
| 37 | GUGGENHEIM CAPITAL LLC | 12,685 | 29,000 | 0.04% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 12,537 | 29,000 | 0.04% | ||
| 39 | BlackRock Investment Management, LLC | 10,929 | 25,000 | 0.04% | ||
| 40 | WELLS FARGO & COMPANY/MN | 11,025 | 25,000 | 0.04% | ||
| 41 | Fisher Asset Management, LLC | 10,500 | 24,000 | 0.03% | ||
| 42 | TCI Wealth Advisors, Inc. | 5,500 | 12,000 | 0.02% | ||
| 43 | Tower Research Capital LLC (TRC) | 3,001 | 7,000 | 0.01% | ||
| 44 | ROYAL BANK OF CANADA | 2,764 | 7,000 | 0.01% | ||
| 45 | CITIGROUP INC | 1,428 | 3,000 | 0.00% | ||
| 46 | DEUTSCHE BANK AG\ | 1,049 | 2,000 | 0.00% | ||
| 47 | KRILOGY FINANCIAL LLC | 1,000 | 2,000 | 0.00% | ||
| 48 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 578 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
