| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 12,300,768 | 35,057,000 | 49.84% | ||
| 2 | MSD Partners, L.P. | 3,583,500 | 10,213,000 | 14.52% | ||
| 3 | Knoll Capital Management, LLC | 3,400,816 | 9,692,000 | 13.78% | ||
| 4 | VANGUARD GROUP INC | 1,958,667 | 5,582,000 | 7.94% | ||
| 5 | BLAIR WILLIAM & CO/IL | 1,088,275 | 3,101,000 | 4.41% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 568,854 | 1,621,000 | 2.30% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 291,423 | 830,000 | 1.18% | ||
| 8 | Janney Montgomery Scott LLC | 186,371 | 531,157 | 0.76% | ||
| 9 | BlackRock Fund Advisors | 135,980 | 388,000 | 0.55% | ||
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 286,000 | 0.41% | ||
| 11 | REGIONS FINANCIAL CORP | 100,000 | 285,000 | 0.41% | ||
| 12 | CITADEL ADVISORS LLC | 85,173 | 243,000 | 0.35% | ||
| 13 | Bank of New York Mellon Corp | 80,587 | 230,000 | 0.33% | ||
| 14 | NORTHERN TRUST CORP | 80,482 | 229,000 | 0.33% | ||
| 15 | Genesis Wealth Advisors, LLC | 75,000 | 213,750 | 0.30% | ||
| 16 | MORGAN STANLEY | 67,888 | 194,000 | 0.28% | ||
| 17 | TFS CAPITAL LLC | 55,836 | 159,000 | 0.23% | ||
| 18 | STATE STREET CORP | 52,534 | 149,000 | 0.21% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 50,900 | 145,000 | 0.21% | ||
| 20 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 50,000 | 143,000 | 0.20% | ||
| 21 | M&T BANK CORP | 36,451 | 104,000 | 0.15% | ||
| 22 | MILLENNIUM MANAGEMENT LLC | 33,169 | 95,000 | 0.14% | ||
| 23 | Creative Planning | 32,200 | 92,000 | 0.13% | ||
| 24 | DIMENSIONAL FUND ADVISORS LP | 28,911 | 82,000 | 0.12% | ||
| 25 | HighTower Advisors, LLC | 27,501 | 78,000 | 0.11% | ||
| 26 | JANE STREET GROUP, LLC | 24,717 | 70,000 | 0.10% | ||
| 27 | HAMILTON LANE ADVISORS LLC | 23,855 | 68,000 | 0.10% | ||
| 28 | STIFEL FINANCIAL CORP | 21,000 | 60,000 | 0.09% | ||
| 29 | Rotella Capital Management, Inc. | 20,285 | 58,000 | 0.08% | ||
| 30 | THOMPSON DAVIS & CO., INC. | 20,000 | 57,000 | 0.08% | ||
| 31 | Verition Fund Management LLC | 14,841 | 42,000 | 0.06% | ||
| 32 | BLACKROCK ADVISORS LLC | 13,497 | 38,000 | 0.05% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 12,520 | 36,000 | 0.05% | ||
| 34 | WEDBUSH SECURITIES INC | 12,000 | 34,000 | 0.05% | ||
| 35 | Virtu KCG Holdings LLC | 12,019 | 34,000 | 0.05% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 29,000 | 0.04% | ||
| 37 | BlackRock Investment Management, LLC | 8,632 | 25,000 | 0.04% | ||
| 38 | TCI Wealth Advisors, Inc. | 7,100 | 20,000 | 0.03% | ||
| 39 | WELLS FARGO & COMPANY/MN | 3,000 | 9,000 | 0.01% | ||
| 40 | Tower Research Capital LLC (TRC) | 3,062 | 9,000 | 0.01% | ||
| 41 | CITIGROUP INC | 2,717 | 8,000 | 0.01% | ||
| 42 | Walleye Trading LLC | 2,100 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
