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TONIX PHARMACEUTICALS HLD
TONIX PHARMACEUTICALS HLD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 32 Institutional holders with a total value of $41,294,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 1,365,000 8,627,000 20.89%
2 Broadfin Capital, LLC 1,176,639 7,436,000 18.01%
3 KINGDON CAPITAL MANAGEMENT, L.L.C. 881,202 5,569,000 13.49%
4 Avoro Capital Advisors LLC 755,300 4,773,000 11.56%
5 FRANKLIN RESOURCES INC 424,381 2,682,000 6.49%
6 VANGUARD GROUP INC 350,960 2,218,000 5.37%
7 BLUESTEIN R H & CO LLC 314,170 1,986,000 4.81%
8 Lombard Odier Asset Management (USA) Corp 279,141 1,764,000 4.27%
9 WALL STREET ASSOCIATES 200,000 1,264,000 3.06%
10 MORGAN STANLEY 198,701 1,256,000 3.04%
11 RENAISSANCE TECHNOLOGIES LLC 104,900 663,000 1.61%
12 PURA VIDA INVESTMENTS, LLC 90,000 569,000 1.38%
13 Integre Asset Management, LLC 66,348 419,000 1.01%
14 DEUTSCHE BANK AG\ 46,716 295,000 0.71%
15 BlackRock Fund Advisors 44,598 282,000 0.68%
16 MILLENNIUM MANAGEMENT LLC 42,245 267,000 0.65%
17 A.R.T. Advisors, LLC 33,896 214,000 0.52%
18 SABBY MANAGEMENT, LLC 600,000 192,000 0.46%
19 ROYAL BANK OF CANADA 29,392 186,000 0.45%
20 STIFEL FINANCIAL CORP 26,925 170,000 0.41%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,500 136,000 0.33% Call
22 DAFNA Capital Management LLC 14,400 91,000 0.22% SH
23 NORTHERN TRUST CORP 12,200 77,000 0.19%
24 EQUITEC SPECIALISTS, LLC 7,000 44,000 0.11%
25 CITADEL ADVISORS LLC 5,658 36,000 0.09%
26 BANK OF AMERICA CORP /DE/ 5,000 32,000 0.08%
27 BlackRock Investment Management, LLC 2,658 17,000 0.04%
28 GROUP ONE TRADING LLC 1,717 11,000 0.03%
29 UBS Group AG 1,445 9,000 0.02%
30 GLENMEDE TRUST CO NA 1,000 6,000 0.01%
31 Tower Research Capital LLC (TRC) 279 2,000 0.00%
32 Lehman Financial Resources, Inc. 200 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.