| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 525,000 | 3,570,000 | 18.70% | ||
| 2 | FRANKLIN RESOURCES INC | 449,181 | 3,077,000 | 16.11% | ||
| 3 | BLUESTEIN R H & CO LLC | 390,550 | 2,675,000 | 14.01% | ||
| 4 | Broadfin Capital, LLC | 276,394 | 1,893,000 | 9.91% | ||
| 5 | Lombard Odier Asset Management (USA) Corp | 250,000 | 1,713,000 | 8.97% | ||
| 6 | VANGUARD GROUP INC | 237,060 | 1,624,000 | 8.50% | ||
| 7 | WALL STREET ASSOCIATES | 200,000 | 1,370,000 | 7.17% | ||
| 8 | TFS CAPITAL LLC | 94,298 | 646,000 | 3.38% | ||
| 9 | Integre Asset Management, LLC | 62,205 | 426,000 | 2.23% | ||
| 10 | SABBY MANAGEMENT, LLC | 50,394 | 345,000 | 1.81% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,600 | 271,000 | 1.42% | Put | |
| 12 | ROYAL BANK OF CANADA | 34,400 | 236,000 | 1.24% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,000 | 185,000 | 0.97% | Call | |
| 14 | BlackRock Fund Advisors | 26,773 | 183,000 | 0.96% | ||
| 15 | DAFNA Capital Management LLC | 25,000 | 171,000 | 0.90% | SH | |
| 16 | MORGAN STANLEY | 23,676 | 162,000 | 0.85% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,417 | 147,000 | 0.77% | ||
| 18 | GROUP ONE TRADING LLC | 14,679 | 101,000 | 0.53% | ||
| 19 | AQR CAPITAL MANAGEMENT LLC | 13,100 | 90,000 | 0.47% | ||
| 20 | Virtu KCG Holdings LLC | 11,318 | 77,000 | 0.40% | ||
| 21 | FNY Managed Accounts LLC | 8,470 | 58,020 | 0.30% | ||
| 22 | Financial Architects, Inc | 4,000 | 27,000 | 0.14% | ||
| 23 | CITIGROUP INC | 3,000 | 21,000 | 0.11% | ||
| 24 | BlackRock Investment Management, LLC | 1,761 | 12,000 | 0.06% | ||
| 25 | UBS AG | 1,000 | 7,000 | 0.04% | ||
| 26 | GLENMEDE TRUST CO NA | 1,000 | 6,000 | 0.03% | ||
| 27 | Tower Research Capital LLC (TRC) | 135 | 1,000 | 0.01% | ||
| 28 | Lehman Financial Resources, Inc. | 200 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
