| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINGDON CAPITAL MANAGEMENT, L.L.C. | 575,000 | 3,358,000 | 20.09% | ||
| 2 | Broadfin Capital, LLC | 501,639 | 2,930,000 | 17.53% | ||
| 3 | FRANKLIN RESOURCES INC | 424,381 | 2,478,000 | 14.82% | ||
| 4 | BLUESTEIN R H & CO LLC | 357,250 | 2,086,000 | 12.48% | ||
| 5 | Lombard Odier Asset Management (USA) Corp | 257,761 | 1,505,000 | 9.00% | ||
| 6 | VANGUARD GROUP INC | 244,160 | 1,426,000 | 8.53% | ||
| 7 | WALL STREET ASSOCIATES | 200,000 | 1,168,000 | 6.99% | ||
| 8 | Integre Asset Management, LLC | 62,209 | 363,000 | 2.17% | ||
| 9 | MORGAN STANLEY | 50,444 | 294,000 | 1.76% | ||
| 10 | ROYAL BANK OF CANADA | 33,392 | 195,000 | 1.17% | ||
| 11 | A.R.T. Advisors, LLC | 32,025 | 187,000 | 1.12% | ||
| 12 | BlackRock Fund Advisors | 28,825 | 168,000 | 1.01% | ||
| 13 | STIFEL FINANCIAL CORP | 26,925 | 157,000 | 0.94% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 15,300 | 89,000 | 0.53% | ||
| 15 | TFS CAPITAL LLC | 13,466 | 79,000 | 0.47% | ||
| 16 | Invesco Ltd. | 10,663 | 62,000 | 0.37% | ||
| 17 | GROUP ONE TRADING LLC | 7,457 | 44,000 | 0.26% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 5,200 | 30,000 | 0.18% | ||
| 19 | EQUITEC SPECIALISTS, LLC | 5,000 | 29,000 | 0.17% | ||
| 20 | UBS Group AG | 3,237 | 19,000 | 0.11% | ||
| 21 | DIMENSIONAL FUND ADVISORS LP | 3,000 | 18,000 | 0.11% | ||
| 22 | BlackRock Investment Management, LLC | 1,761 | 10,000 | 0.06% | ||
| 23 | CITADEL ADVISORS LLC | 1,452 | 8,000 | 0.05% | ||
| 24 | GLENMEDE TRUST CO NA | 1,000 | 5,000 | 0.03% | ||
| 25 | Tower Research Capital LLC (TRC) | 557 | 3,000 | 0.02% | ||
| 26 | DEUTSCHE BANK AG\ | 600 | 3,000 | 0.02% | ||
| 27 | CITIGROUP INC | 143 | 1,000 | 0.01% | ||
| 28 | Lehman Financial Resources, Inc. | 200 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
