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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 12 Institutional holders with a total value of $8,124,195.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Intersect Capital LLC 177,859 3,116,000 38.35%
2 AMERICAN NATIONAL BANK & TRUST 88,337 2,509,000 30.88%
3 BANK OF AMERICA CORP /DE/ 28,376 806,000 9.92%
4 MORGAN STANLEY 23,607 670,000 8.25%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,404 352,000 4.33%
6 Bienville Capital Management, LLC 15,000 263,000 3.24% Put
7 LPL Financial LLC 8,431 239,000 2.94%
8 NEXT Financial Group, Inc 3,460 98,000 1.21%
9 Stratos Wealth Partners, LTD. 1,157 32,859 0.40%
10 STANCORP INVESTMENT ADVISERS INC 809 23,000 0.28%
11 AMERICAN INTERNATIONAL GROUP, INC. 540 15,336 0.19%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.