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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 16 Institutional holders with a total value of $7,109,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 68,276 1,826,000 25.69%
2 AMERICAN NATIONAL BANK & TRUST 59,631 1,595,000 22.44%
3 BANK OF AMERICA CORP /DE/ 30,793 824,000 11.59%
4 Virtu KCG Holdings LLC 27,152 726,000 10.21%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,521 683,000 9.61%
6 Commonwealth Equity Services, Inc 24,942 667,000 9.38%
7 MORGAN STANLEY 8,486 227,000 3.19%
8 LPL Financial LLC 7,870 211,000 2.97%
9 MCF Advisors LLC 5,037 135,000 1.90%
10 NEXT Financial Group, Inc 2,960 79,000 1.11%
11 VALLEY NATIONAL ADVISERS INC 2,946 79,000 1.11%
12 MANAGED ACCOUNT ADVISORS LLC 1,052 28,000 0.39%
13 STANCORP INVESTMENT ADVISERS INC 813 22,000 0.31%
14 AMERICAN INTERNATIONAL GROUP, INC. 190 5,083 0.07%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 57 2,000 0.03%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.