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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 16 Institutional holders with a total value of $7,640,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mariner, LLC 73,893 1,762,000 23.06%
2 NORTHWEST WEALTH MANAGEMENT, LLC 54,009 1,288,000 16.86%
3 Carroll Financial Associates, Inc. 33,775 805,000 10.54%
4 JANE STREET GROUP, LLC 31,606 753,000 9.86%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,181 720,000 9.42%
6 WEALTHSOURCE PARTNERS, LLC 29,100 694,000 9.08%
7 Virtu KCG Holdings LLC 22,710 541,000 7.08%
8 RAYMOND JAMES & ASSOCIATES 19,834 473,000 6.19%
9 MSI Financial Services Inc 11,225 268,000 3.51%
10 BANK OF AMERICA CORP /DE/ 8,038 192,000 2.51%
11 MORGAN STANLEY 4,674 111,000 1.45%
12 NEXT Financial Group, Inc 400 10,000 0.13%
13 VALLEY NATIONAL ADVISERS INC 383 9,000 0.12%
14 UBS Group AG 296 7,000 0.09%
15 Financial Architects, Inc 275 7,000 0.09%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.