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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 15 Institutional holders with a total value of $4,545,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,795 884,000 19.45%
2 BANK OF AMERICA CORP /DE/ 32,326 822,000 18.08%
3 Commonwealth Equity Services, Inc 25,293 643,000 14.14%
4 JANE STREET GROUP, LLC 23,132 588,000 12.93%
5 CITADEL ADVISORS LLC 21,896 557,000 12.25%
6 Virtu KCG Holdings LLC 15,998 407,000 8.95%
7 MCF Advisors LLC 9,076 231,000 5.08%
8 MORGAN STANLEY 5,000 127,000 2.79%
9 AMERICAN NATIONAL BANK & TRUST 4,098 104,000 2.29%
10 NEXT Financial Group, Inc 3,560 90,000 1.98%
11 MANAGED ACCOUNT ADVISORS LLC 2,011 51,000 1.12%
12 VALLEY NATIONAL ADVISERS INC 1,420 36,000 0.79%
13 AMERICAN INTERNATIONAL GROUP, INC. 190 4,830 0.11%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 57 1,000 0.02%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.