| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NewFocus Financial Group, LLC | 178,468 | 1,949,000 | 40.78% | PRN | |
| 2 | Mariner, LLC | 49,049 | 897,000 | 18.77% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,101 | 825,000 | 17.26% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 36,144 | 661,000 | 13.83% | ||
| 5 | Carroll Financial Associates, Inc. | 12,221 | 223,000 | 4.67% | ||
| 6 | AMERIPRISE FINANCIAL INC | 10,704 | 198,000 | 4.14% | ||
| 7 | VALLEY NATIONAL ADVISERS INC | 739 | 14,000 | 0.29% | ||
| 8 | NEXT Financial Group, Inc | 400 | 7,000 | 0.15% | ||
| 9 | MORGAN STANLEY | 284 | 5,000 | 0.10% | ||
| 10 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
