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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 16 Institutional holders with a total value of $3,567,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 45,867 882,000 24.73%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,219 562,000 15.76%
3 Commonwealth Equity Services, Inc 25,364 488,000 13.68%
4 CITADEL ADVISORS LLC 25,274 486,000 13.62%
5 Virtu KCG Holdings LLC 19,956 384,000 10.77%
6 JANE STREET GROUP, LLC 19,057 366,000 10.26%
7 MCF Advisors LLC 15,662 301,000 8.44%
8 Carroll Financial Associates, Inc. 1,802 38,000 1.07%
9 VALLEY NATIONAL ADVISERS INC 1,420 27,000 0.76%
10 UBS Group AG 693 13,000 0.36%
11 NEXT Financial Group, Inc 600 11,000 0.31%
12 AMERICAN INTERNATIONAL GROUP, INC. 190 4,000 0.11%
13 Tower Research Capital LLC (TRC) 150 3,000 0.08%
14 MORGAN STANLEY 106 2,000 0.06%
15 WEALTHFRONT CORP 1 0 0.00%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.