| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,105,968 | 11,402,000 | 49.63% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 248,934 | 2,567,000 | 11.17% | ||
| 3 | 1607 Capital Partners, LLC | 247,442 | 2,551,000 | 11.10% | ||
| 4 | CORNERSTONE ADVISORS INC | 224,905 | 2,319,000 | 10.09% | ||
| 5 | SG Americas Securities, LLC | 163,853 | 1,689,000 | 7.35% | ||
| 6 | AQR ARBITRAGE LLC | 66,247 | 683,000 | 2.97% | ||
| 7 | Shaker Financial Services, LLC | 52,008 | 536,000 | 2.33% | ||
| 8 | ROYAL BANK OF CANADA | 50,465 | 520,000 | 2.26% | ||
| 9 | LPL Financial LLC | 22,532 | 231,000 | 1.01% | ||
| 10 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,355 | 178,000 | 0.77% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 8,490 | 88,000 | 0.38% | ||
| 12 | SIGNATUREFD, LLC | 6,000 | 62,000 | 0.27% | ||
| 13 | UBS Group AG | 5,188 | 54,000 | 0.24% | ||
| 14 | WELLS FARGO & COMPANY/MN | 5,260 | 54,000 | 0.24% | ||
| 15 | CITIGROUP INC | 2,367 | 24,000 | 0.10% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 611 | 7,000 | 0.03% | ||
| 17 | Allworth Financial LP | 250 | 3,000 | 0.01% | PRN | |
| 18 | JFS WEALTH ADVISORS, LLC | 296 | 3,000 | 0.01% | ||
| 19 | Forward Management, LLC | 225 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
