| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,246,329 | 10,631,000 | 32.89% | ||
| 2 | MORGAN STANLEY | 487,830 | 4,161,000 | 12.87% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 348,998 | 2,977,000 | 9.21% | ||
| 4 | Karpus Management, Inc. | 314,670 | 2,684,000 | 8.30% | ||
| 5 | CORNERSTONE ADVISORS INC | 275,956 | 2,354,000 | 7.28% | ||
| 6 | 1607 Capital Partners, LLC | 209,376 | 1,786,000 | 5.53% | ||
| 7 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 101,826 | 869,000 | 2.69% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 94,625 | 807,000 | 2.50% | ||
| 9 | AQR ARBITRAGE LLC | 78,277 | 668,000 | 2.07% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 68,096 | 581,000 | 1.80% | ||
| 11 | Invesco Ltd. | 54,471 | 465,000 | 1.44% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 53,695 | 458,000 | 1.42% | PRN | |
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,502 | 431,000 | 1.33% | ||
| 14 | WELLS FARGO & COMPANY/MN | 50,086 | 428,000 | 1.32% | ||
| 15 | ROYAL BANK OF CANADA | 48,695 | 415,000 | 1.28% | ||
| 16 | LPL Financial LLC | 40,149 | 336,000 | 1.04% | ||
| 17 | SG Americas Securities, LLC | 34,800 | 297,000 | 0.92% | ||
| 18 | CSS LLC/IL | 33,622 | 287,000 | 0.89% | ||
| 19 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 27,266 | 233,000 | 0.72% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 26,126 | 223,000 | 0.69% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 24,991 | 214,000 | 0.66% | ||
| 22 | CITIGROUP INC | 24,419 | 209,000 | 0.65% | ||
| 23 | DOLIVER ADVISORS, LP | 20,483 | 175,000 | 0.54% | ||
| 24 | UBS Group AG | 19,646 | 168,000 | 0.52% | ||
| 25 | TFS CAPITAL LLC | 14,653 | 125,000 | 0.39% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 11,608 | 99,000 | 0.31% | ||
| 27 | Gramercy Funds Management LLC | 11,200 | 96,000 | 0.30% | ||
| 28 | IFP ADVISORS, INC | 6,350 | 54,000 | 0.17% | ||
| 29 | SIGNATUREFD, LLC | 6,000 | 51,000 | 0.16% | ||
| 30 | GLENMEDE TRUST CO NA | 2,250 | 19,000 | 0.06% | ||
| 31 | MSI Financial Services Inc | 1,032 | 9,000 | 0.03% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 4,000 | 0.01% | ||
| 33 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 2,000 | 0.01% | ||
| 34 | Tower Research Capital LLC (TRC) | 184 | 2,000 | 0.01% | ||
| 35 | Creative Planning | 93 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
