| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,076,097 | 9,362,000 | 30.26% | ||
| 2 | MORGAN STANLEY | 403,632 | 3,511,000 | 11.35% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 335,383 | 2,918,000 | 9.43% | ||
| 4 | Karpus Management, Inc. | 305,765 | 2,660,000 | 8.60% | ||
| 5 | CORNERSTONE ADVISORS INC | 254,451 | 2,214,000 | 7.16% | ||
| 6 | 1607 Capital Partners, LLC | 198,076 | 1,723,000 | 5.57% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 168,274 | 1,464,000 | 4.73% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 129,482 | 1,126,000 | 3.64% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 75,300 | 655,000 | 2.12% | ||
| 10 | AQR ARBITRAGE LLC | 62,961 | 548,000 | 1.77% | ||
| 11 | STATE OF WISCONSIN INVESTMENT BOARD | 57,100 | 497,000 | 1.61% | ||
| 12 | Invesco Ltd. | 51,890 | 451,000 | 1.46% | ||
| 13 | WELLS FARGO & COMPANY/MN | 51,400 | 447,000 | 1.44% | ||
| 14 | ROYAL BANK OF CANADA | 39,626 | 404,000 | 1.31% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 40,413 | 352,000 | 1.14% | ||
| 16 | LPL Financial LLC | 37,130 | 321,000 | 1.04% | ||
| 17 | CSS LLC/IL | 34,903 | 304,000 | 0.98% | ||
| 18 | UBS Group AG | 34,093 | 297,000 | 0.96% | ||
| 19 | Curi Capital, LLC | 29,710 | 258,000 | 0.83% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 26,791 | 233,000 | 0.75% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,319 | 203,000 | 0.66% | ||
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 18,831 | 164,000 | 0.53% | ||
| 23 | Shaker Financial Services, LLC | 14,800 | 129,000 | 0.42% | ||
| 24 | DOLIVER ADVISORS, LP | 14,160 | 123,000 | 0.40% | ||
| 25 | Capital Investment Advisors, LLC | 13,125 | 114,000 | 0.37% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 10,743 | 93,000 | 0.30% | ||
| 27 | BKS ADVISORS, LLC | 10,000 | 87,000 | 0.28% | ||
| 28 | IFP ADVISORS, INC | 6,373 | 55,000 | 0.18% | ||
| 29 | JNBA Financial Advisors | 6,000 | 52,000 | 0.17% | ||
| 30 | SIGNATUREFD, LLC | 6,000 | 52,000 | 0.17% | ||
| 31 | Gramercy Funds Management LLC | 5,000 | 44,000 | 0.14% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 4,116 | 36,000 | 0.12% | ||
| 33 | ADVISOR GROUP, INC. | 2,300 | 20,000 | 0.06% | ||
| 34 | CITIGROUP INC | 1,275 | 11,000 | 0.04% | ||
| 35 | MSI Financial Services Inc | 1,080 | 9,000 | 0.03% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 506 | 4,000 | 0.01% | ||
| 37 | Creative Planning | 93 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
