| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 791,553 | 7,836,000 | 28.32% | ||
| 2 | MORGAN STANLEY | 743,160 | 7,357,000 | 26.59% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 312,398 | 3,073,000 | 11.11% | ||
| 4 | CORNERSTONE ADVISORS INC | 253,345 | 2,508,000 | 9.07% | ||
| 5 | 1607 Capital Partners, LLC | 239,512 | 2,371,000 | 8.57% | ||
| 6 | AQR ARBITRAGE LLC | 92,069 | 911,000 | 3.29% | ||
| 7 | Shaker Financial Services, LLC | 80,073 | 793,000 | 2.87% | ||
| 8 | ROYAL BANK OF CANADA | 55,970 | 554,000 | 2.00% | ||
| 9 | SG Americas Securities, LLC | 44,311 | 439,000 | 1.59% | ||
| 10 | CSS LLC/IL | 31,747 | 314,000 | 1.13% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 27,536 | 273,000 | 0.99% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 21,093 | 209,000 | 0.76% | ||
| 13 | LPL Financial LLC | 20,774 | 205,000 | 0.74% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 13,757 | 136,000 | 0.49% | ||
| 15 | WELLS FARGO & COMPANY/MN | 11,619 | 115,000 | 0.42% | ||
| 16 | DOLIVER ADVISORS, LP | 11,016 | 109,000 | 0.39% | ||
| 17 | Gramercy Funds Management LLC | 9,500 | 94,000 | 0.34% | ||
| 18 | Invesco Ltd. | 9,356 | 93,000 | 0.34% | ||
| 19 | Veritable, L.P. | 10,200 | 88,000 | 0.32% | ||
| 20 | SIGNATUREFD, LLC | 6,000 | 59,000 | 0.21% | ||
| 21 | Tower Research Capital LLC (TRC) | 5,104 | 51,000 | 0.18% | ||
| 22 | UBS Group AG | 2,345 | 23,000 | 0.08% | ||
| 23 | CITIGROUP INC | 1,756 | 17,000 | 0.06% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,589 | 16,000 | 0.06% | ||
| 25 | NEXT Financial Group, Inc | 1,519 | 15,000 | 0.05% | ||
| 26 | JFS WEALTH ADVISORS, LLC | 296 | 3,000 | 0.01% | ||
| 27 | Allworth Financial LP | 250 | 2,000 | 0.01% | PRN | |
| 28 | Forward Management, LLC | 225 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
