| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 32,544 | 491,000 | 33.86% | ||
| 2 | Advisors Asset Management, Inc. | 27,737 | 419,000 | 28.90% | ||
| 3 | LPL Financial LLC | 13,052 | 197,000 | 13.59% | ||
| 4 | Highlander Capital Management, LLC | 9,000 | 135,900 | 9.37% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 5,149 | 78,000 | 5.38% | ||
| 6 | ROYAL BANK OF CANADA | 3,658 | 55,000 | 3.79% | ||
| 7 | MORGAN STANLEY | 3,421 | 52,000 | 3.59% | ||
| 8 | CITIGROUP INC | 500 | 8,000 | 0.55% | ||
| 9 | Ground Swell Capital, LLC | 396 | 6,000 | 0.41% | ||
| 10 | UBS AG | 426 | 6,000 | 0.41% | ||
| 11 | WELLS FARGO & COMPANY/MN | 151 | 2,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
