| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 32,345 | 520,000 | 38.43% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 16,230 | 261,000 | 19.29% | ||
| 3 | Private Advisor Group, LLC | 12,552 | 202,000 | 14.93% | ||
| 4 | Highlander Capital Management, LLC | 9,000 | 145,000 | 10.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 5,301 | 85,000 | 6.28% | ||
| 6 | ROYAL BANK OF CANADA | 3,440 | 55,000 | 4.07% | ||
| 7 | MORGAN STANLEY | 3,421 | 55,000 | 4.07% | ||
| 8 | UBS Group AG | 1,730 | 28,000 | 2.07% | ||
| 9 | WELLS FARGO & COMPANY/MN | 150 | 2,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
