| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 25,865 | 384,000 | 31.86% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 18,648 | 277,000 | 22.98% | ||
| 3 | LPL Financial LLC | 13,052 | 196,000 | 16.26% | ||
| 4 | Highlander Capital Management, LLC | 9,000 | 135,451 | 11.24% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 5,205 | 78,000 | 6.47% | ||
| 6 | MORGAN STANLEY | 3,421 | 51,000 | 4.23% | ||
| 7 | ROYAL BANK OF CANADA | 3,000 | 45,000 | 3.73% | ||
| 8 | NEXT Financial Group, Inc | 1,000 | 15,000 | 1.24% | ||
| 9 | Ground Swell Capital, LLC | 600 | 9,000 | 0.75% | ||
| 10 | CITIGROUP INC | 478 | 7,000 | 0.58% | ||
| 11 | UBS AG | 426 | 6,000 | 0.50% | ||
| 12 | WELLS FARGO & COMPANY/MN | 150 | 2,000 | 0.17% | ||
| 13 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
