| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 58,326 | 980,000 | 30.04% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 53,784 | 904,000 | 27.71% | ||
| 3 | REGENTATLANTIC CAPITAL LLC | 23,933 | 402,000 | 12.32% | ||
| 4 | Private Advisor Group, LLC | 15,662 | 265,000 | 8.12% | ||
| 5 | Highlander Capital Management, LLC | 9,000 | 151,000 | 4.63% | ||
| 6 | Janney Montgomery Scott LLC | 10,231 | 151,000 | 4.63% | ||
| 7 | MORGAN STANLEY | 8,619 | 145,000 | 4.45% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 7,028 | 118,000 | 3.62% | ||
| 9 | ROYAL BANK OF CANADA | 6,242 | 105,000 | 3.22% | ||
| 10 | MSI Financial Services Inc | 1,300 | 22,000 | 0.67% | ||
| 11 | UBS Group AG | 1,115 | 19,000 | 0.58% | ||
| 12 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
