| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 36,094 | 497,000 | 32.33% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 18,260 | 252,000 | 16.39% | ||
| 3 | Private Advisor Group, LLC | 12,552 | 174,000 | 11.32% | ||
| 4 | Janney Montgomery Scott LLC | 10,231 | 142,211 | 9.25% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 9,395 | 130,000 | 8.46% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 9,021 | 125,000 | 8.13% | ||
| 7 | Highlander Capital Management, LLC | 9,000 | 125,000 | 8.13% | ||
| 8 | MORGAN STANLEY | 3,421 | 48,000 | 3.12% | ||
| 9 | ROYAL BANK OF CANADA | 2,564 | 36,000 | 2.34% | ||
| 10 | UBS Group AG | 426 | 6,000 | 0.39% | ||
| 11 | CITIGROUP INC | 143 | 2,000 | 0.13% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
