| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 30,266 | 456,000 | 44.27% | ||
| 2 | Private Advisor Group, LLC | 10,752 | 162,000 | 15.73% | ||
| 3 | Highlander Capital Management, LLC | 9,000 | 136,000 | 13.20% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 5,181 | 78,000 | 7.57% | ||
| 5 | MORGAN STANLEY | 3,421 | 52,000 | 5.05% | ||
| 6 | ROYAL BANK OF CANADA | 3,000 | 45,000 | 4.37% | ||
| 7 | WESTPORT RESOURCES MANAGEMENT INC | 2,251 | 34,000 | 3.30% | ||
| 8 | NEXT Financial Group, Inc | 2,095 | 32,000 | 3.11% | ||
| 9 | Catalyst Capital Advisors LLC | 865 | 13,000 | 1.26% | ||
| 10 | B. Riley Wealth Advisors, Inc. | 740 | 11,000 | 1.07% | ||
| 11 | UBS Group AG | 426 | 6,000 | 0.58% | ||
| 12 | REGENTATLANTIC CAPITAL LLC | 200 | 3,014 | 0.29% | ||
| 13 | WELLS FARGO & COMPANY/MN | 151 | 2,000 | 0.19% | ||
| 14 | CITIGROUP INC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
