| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 58,419 | 1,022,000 | 30.66% | ||
| 2 | Advisors Asset Management, Inc. | 53,120 | 929,000 | 27.87% | ||
| 3 | REGENTATLANTIC CAPITAL LLC | 26,133 | 457,000 | 13.71% | ||
| 4 | Private Advisor Group, LLC | 15,162 | 261,000 | 7.83% | ||
| 5 | Highlander Capital Management, LLC | 9,000 | 157,000 | 4.71% | ||
| 6 | MORGAN STANLEY | 8,121 | 142,000 | 4.26% | ||
| 7 | ROYAL BANK OF CANADA | 7,132 | 124,000 | 3.72% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 7,028 | 123,000 | 3.69% | ||
| 9 | UBS Group AG | 2,876 | 50,000 | 1.50% | ||
| 10 | LEBENTHAL ASSET MANAGEMENT, LLC | 2,000 | 35,000 | 1.05% | ||
| 11 | MSI Financial Services Inc | 1,300 | 23,000 | 0.69% | ||
| 12 | Tower Research Capital LLC (TRC) | 600 | 10,000 | 0.30% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
