| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | MSI Financial Services Inc | 1,300 | 19,000 | 0.76% | ||
| 3 | UBS Group AG | 1,808 | 26,000 | 1.04% | ||
| 4 | MORGAN STANLEY | 3,421 | 50,000 | 2.01% | ||
| 5 | ROYAL BANK OF CANADA | 4,104 | 60,000 | 2.41% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 8,961 | 132,000 | 5.30% | ||
| 7 | Highlander Capital Management, LLC | 9,000 | 133,000 | 5.34% | ||
| 8 | Janney Montgomery Scott LLC | 10,231 | 151,000 | 6.06% | ||
| 9 | REGENTATLANTIC CAPITAL LLC | 10,897 | 161,000 | 6.46% | ||
| 10 | Private Advisor Group, LLC | 15,662 | 231,000 | 9.27% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 16,248 | 239,000 | 9.59% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 32,422 | 484,000 | 19.43% | ||
| 13 | Advisors Asset Management, Inc. | 53,907 | 805,000 | 32.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
