| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 2 | CITIGROUP INC | 292 | 5,000 | 0.19% | ||
| 3 | Tower Research Capital LLC (TRC) | 800 | 13,000 | 0.49% | ||
| 4 | UBS Group AG | 885 | 15,000 | 0.57% | ||
| 5 | MSI Financial Services Inc | 1,300 | 21,000 | 0.80% | ||
| 6 | MORGAN STANLEY | 3,421 | 56,000 | 2.12% | ||
| 7 | ROYAL BANK OF CANADA | 5,306 | 87,000 | 3.30% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 7,028 | 115,000 | 4.36% | ||
| 9 | Highlander Capital Management, LLC | 9,000 | 148,000 | 5.61% | ||
| 10 | Private Advisor Group, LLC | 15,662 | 257,000 | 9.73% | ||
| 11 | REGENTATLANTIC CAPITAL LLC | 24,133 | 396,000 | 15.00% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 45,999 | 750,000 | 28.41% | ||
| 13 | Advisors Asset Management, Inc. | 47,644 | 777,000 | 29.43% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
