| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% | ||
| 2 | NEXT Financial Group, Inc | 718 | 10,000 | 0.37% | ||
| 3 | MSI Financial Services Inc | 1,300 | 19,000 | 0.70% | ||
| 4 | UBS Group AG | 2,253 | 32,000 | 1.17% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 2,508 | 36,000 | 1.32% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 6,037 | 87,000 | 3.19% | ||
| 7 | ROYAL BANK OF CANADA | 6,653 | 97,000 | 3.55% | ||
| 8 | MORGAN STANLEY | 9,021 | 130,000 | 4.76% | ||
| 9 | Highlander Capital Management, LLC | 9,000 | 130,000 | 4.76% | ||
| 10 | Private Advisor Group, LLC | 16,162 | 233,000 | 8.53% | ||
| 11 | REGENTATLANTIC CAPITAL LLC | 25,133 | 363,000 | 13.30% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 53,718 | 790,000 | 28.94% | ||
| 13 | Advisors Asset Management, Inc. | 54,629 | 803,000 | 29.41% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
